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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
476
Oneok
OKE
$56.1B
$808K 0.03%
11,363
-1,764
-13% -$113K
CHY
477
Calamos Convertible and High Income Fund
CHY
$999M
$804K 0.03%
57,016
+8,300
+17% +$119K
EFAV icon
478
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
$794K 0.03%
11,012
-1,300
-11% -$94.3K
SBR
479
Sabine Royalty Trust
SBR
$1.06B
$792K 0.03%
13,708
– –
PXD
480
DELISTED
Pioneer Natural Resource Co.
PXD
$791K 0.03%
3,164
-249
-7% -$56.3K
ENB icon
481
Enbridge
ENB
$121B
$788K 0.03%
17,077
-372
-2% -$15.9K
CMS icon
482
CMS Energy
CMS
$22.7B
$783K 0.03%
11,201
+2,218
+25% +$144K
INTU icon
483
Intuit
INTU
$86.3B
$779K 0.03%
1,619
-1,414
-47% -$724K
TDOC icon
484
Teladoc Health
TDOC
$1.2B
$776K 0.03%
10,761
+822
+8% +$59.2K
BE icon
485
Bloom Energy
BE
$61B
$775K 0.03%
+32,079
New +$627K
GYLD icon
486
Arrow Dow Jones Global Yield ETF
GYLD
$36.8M
$771K 0.03%
53,073
-1,200
-2% -$17.6K
VOT icon
487
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$759K 0.03%
3,403
+321
+10% +$70.9K
SAP icon
488
SAP
SAP
$209B
$758K 0.03%
6,828
+581
+9% +$70.6K
QQQH
489
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$373M
$754K 0.03%
15,355
-225
-1% -$11.4K
HYS icon
490
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$748K 0.03%
7,772
+3,136
+68% +$303K
IUSG icon
491
iShares Core S&P US Growth ETF
IUSG
$31.3B
$745K 0.03%
7,039
+267
+4% +$27.7K
RCM
492
DELISTED
R1 RCM Inc. Common Stock
RCM
$743K 0.03%
27,760
+571
+2% +$14K
FXD icon
493
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$740K 0.03%
13,575
-63,803
-82% -$3.63M
WM icon
494
Waste Management
WM
$90.5B
$738K 0.03%
4,653
+121
+3% +$18.3K
IWN icon
495
iShares Russell 2000 Value ETF
IWN
$14.4B
$711K 0.03%
4,404
+41
+0.9% +$6.54K
DRSK icon
496
Aptus Defined Risk ETF
DRSK
$1.51B
$709K 0.03%
25,336
-1,015
-4% -$28.7K
LTPZ icon
497
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$692M
$709K 0.03%
8,587
-1,944
-18% -$163K
IGM icon
498
iShares Expanded Tech Sector ETF
IGM
$10B
$707K 0.03%
10,914
-8,922
-45% -$574K
QQQM icon
499
Invesco NASDAQ 100 ETF
QQQM
$96B
$705K 0.03%
4,735
+581
+14% +$84.9K
IEP icon
500
Icahn Enterprises
IEP
$5.18B
$702K 0.03%
13,513
+2,815
+26% +$151K
18 19
20
21 22

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.