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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITE icon
476
Lumentum
LITE
$46.9B
$627K 0.03%
7,510
-137
-2% -$11.5K
RCM
477
DELISTED
R1 RCM Inc. Common Stock
RCM
$624K 0.03%
28,348
– –
IYM icon
478
iShares US Basic Materials ETF
IYM
$1.13B
$615K 0.03%
4,935
-20,780
-81% -$2.71M
IUSV icon
479
iShares Core S&P US Value ETF
IUSV
$27.3B
$610K 0.03%
8,602
-1,710
-17% -$124K
JMOM icon
480
JPMorgan US Momentum Factor ETF
JMOM
$2.41B
$607K 0.03%
13,832
+240
+2% +$10.8K
BUD icon
481
AB InBev
BUD
$164B
$596K 0.03%
10,560
-19,892
-65% -$1.25M
AXP icon
482
American Express
AXP
$224B
$593K 0.03%
3,533
-450
-11% -$75.2K
JCI icon
483
Johnson Controls International
JCI
$85.1B
$593K 0.03%
8,708
-79,101
-90% -$5.71M
PSEC icon
484
Prospect Capital
PSEC
$1.08B
$593K 0.03%
77,000
– –
LDSF icon
485
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$592K 0.03%
29,344
-6,674
-19% -$135K
TIPT icon
486
Tiptree Inc
TIPT
$687M
$588K 0.03%
58,647
– –
NOBL icon
487
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$587K 0.03%
13,254
-38,100
-74% -$1.76M
SBR
488
Sabine Royalty Trust
SBR
$1.06B
$587K 0.03%
13,708
– –
OKE icon
489
Oneok
OKE
$56.7B
$586K 0.03%
10,096
-11,897
-54% -$639K
XEL icon
490
Xcel Energy
XEL
$49.2B
$586K 0.03%
9,379
-30
-0.3% -$2.03K
CMS icon
491
CMS Energy
CMS
$23.3B
$581K 0.03%
9,721
+86
+0.9% +$5.37K
CBSH icon
492
Commerce Bancshares
CBSH
$8.68B
$576K 0.03%
10,556
-21
-0.2% -$1.16K
BYLD icon
493
iShares Yield Optimized Bond ETF
BYLD
$447M
$574K 0.03%
22,845
-400
-2% -$10.1K
FDMO icon
494
Fidelity Momentum Factor ETF
FDMO
$892M
$574K 0.03%
11,718
+258
+2% +$12.9K
FPF
495
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$572K 0.03%
22,848
-4,178
-15% -$107K
DLTR icon
496
Dollar Tree
DLTR
$24.8B
$570K 0.03%
5,959
+1,544
+35% +$148K
FITB
497
Fifth Third Bancorp
FITB
$51.3B
$570K 0.03%
13,427
+1,997
+17% +$76.5K
RSG icon
498
Republic Services
RSG
$67.4B
$567K 0.03%
4,720
-113
-2% -$13.5K
VOX icon
499
Vanguard Communication Services ETF
VOX
$5.68B
$567K 0.03%
4,030
+31
+0.8% +$4.5K
NOC icon
500
Northrop Grumman
NOC
$76B
$564K 0.03%
1,566
-47
-3% -$17K
18 19
20
21 22

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.