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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRG icon
476
Evergy
EVRG
$19.1B
$79K 0.03%
+1,547
New +$86.5K
REGN icon
477
Regeneron Pharmaceuticals
REGN
$78.5B
$79K 0.03%
141
-1,262
-90% -$765K
BAX icon
478
Baxter International
BAX
$13.5B
$78K 0.03%
+966
New +$81.3K
BBY icon
479
Best Buy
BBY
$18.2B
$78K 0.03%
+700
New +$71.6K
CNK icon
480
Cinemark Holdings
CNK
$4.24B
$78K 0.03%
7,832
-5,500
-41% -$68.6K
GLW icon
481
Corning
GLW
$119B
$78K 0.03%
+2,410
New +$74.5K
HISF icon
482
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$78K 0.03%
+1,753
New +$79.8K
SGU icon
483
Star Group
SGU
$412M
$78K 0.03%
+8,000
New +$74.5K
ZNGA
484
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$78K 0.03%
+8,580
New +$79.8K
CMCSA icon
485
Comcast
CMCSA
$85B
$77K 0.03%
1,670
-55,627
-97% -$2.42M
JPST icon
486
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$77K 0.03%
1,513
-22,052
-94% -$1.12M
MRSH
487
Marsh
MRSH
$90.5B
$77K 0.03%
+668
New +$76.5K
BEP icon
488
Brookfield Renewable
BEP
$9.97B
$76K 0.03%
+2,171
New +$64.1K
ILMN icon
489
Illumina
ILMN
$31B
$76K 0.03%
253
-10,804
-98% -$3.72M
IWC icon
490
iShares Micro-Cap ETF
IWC
$1.44B
$76K 0.03%
+836
New +$76.3K
VRSK icon
491
Verisk Analytics
VRSK
$25.4B
$76K 0.03%
+408
New +$74.7K
XPO icon
492
XPO
XPO
$23.5B
$76K 0.03%
+2,608
New +$75K
PEY icon
493
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$75K 0.03%
5,225
-57,571
-92% -$846K
FDIS icon
494
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.68B
$74K 0.03%
+1,200
New +$71.4K
FR icon
495
First Industrial Realty Trust
FR
$8.73B
$74K 0.03%
+1,850
New +$76.4K
IJH icon
496
iShares Core S&P Mid-Cap ETF
IJH
$122B
$74K 0.03%
1,985
-20,940
-91% -$783K
IMCG icon
497
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$74K 0.03%
+1,392
New +$72.6K
ODFL icon
498
Old Dominion Freight Line
ODFL
$44.1B
$74K 0.03%
+816
New +$76.6K
RFUN
499
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$74K 0.03%
2,950
-9,822
-77% -$248K
TMO icon
500
Thermo Fisher Scientific
TMO
$213B
$73K 0.03%
166
-876
-84% -$362K
18 19
20
21 22

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AMH
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EDRH
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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STA
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Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.