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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
26
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$24.8M 0.63%
414,093
-223,129
-35% -$13.4M
WMT icon
27
Walmart Inc
WMT
$871B
$24.5M 0.63%
303,875
+7,977
+3% +$586K
CGDV icon
28
Capital Group Dividend Value ETF
CGDV
$36.6B
$24.2M 0.62%
664,825
+91,531
+16% +$3.18M
SDVY icon
29
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$24.1M 0.62%
661,829
+114,683
+21% +$4M
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$23.5M 0.6%
239,597
+32,327
+16% +$3.12M
COST icon
31
Costco
COST
$415B
$23.4M 0.6%
26,326
+7,175
+37% +$6.23M
LMBS icon
32
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$22.6M 0.58%
456,916
+111,451
+32% +$5.46M
MOAT icon
33
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$22.4M 0.57%
231,031
+1,627
+0.7% +$149K
CVX icon
34
Chevron
CVX
$388B
$22.2M 0.57%
150,824
+16,932
+13% +$2.52M
MRK icon
35
Merck
MRK
$324B
$21.9M 0.56%
193,018
+9,387
+5% +$1.12M
LLY icon
36
Eli Lilly
LLY
$1.07T
$21.8M 0.56%
24,629
+1,642
+7% +$1.48M
CGGO icon
37
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$21.1M 0.54%
699,376
+551,749
+374% +$16.2M
GLD icon
38
SPDR Gold Trust
GLD
$131B
$21M 0.54%
86,338
+4,437
+5% +$1.02M
VTI icon
39
Vanguard Total Stock Market ETF
VTI
$654B
$20.9M 0.53%
73,862
+18,968
+35% +$5.17M
PDP icon
40
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$20.8M 0.53%
201,270
-16,665
-8% -$1.64M
GOOG icon
41
Alphabet (Google) Class C
GOOG
$3.9T
$20.6M 0.52%
122,923
+13,998
+13% +$2.37M
IYJ icon
42
iShares US Industrials ETF
IYJ
$1.98B
$20.3M 0.52%
151,549
+9,162
+6% +$1.15M
VUG icon
43
Vanguard Growth ETF
VUG
$216B
$19.9M 0.51%
311,448
-25,410
-8% -$1.57M
PEP icon
44
PepsiCo
PEP
$186B
$18.8M 0.48%
110,361
+11,510
+12% +$1.98M
CGGR icon
45
Capital Group Growth ETF
CGGR
$23.5B
$18.7M 0.48%
538,081
+139,705
+35% +$4.63M
HD icon
46
Home Depot
HD
$332B
$18.6M 0.47%
45,747
+1,007
+2% +$367K
IYW icon
47
iShares US Technology ETF
IYW
$23.7B
$17.9M 0.46%
118,116
-351
-0.3% -$51.6K
MCD icon
48
McDonald's
MCD
$188B
$17.9M 0.46%
58,698
+5,806
+11% +$1.6M
JNJ icon
49
Johnson & Johnson
JNJ
$635B
$17.9M 0.46%
110,265
+16,428
+18% +$2.62M
SPLV icon
50
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$17.5M 0.45%
244,371
-22,767
-9% -$1.56M
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.