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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIZ icon
26
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$11.4M 0.57%
415,130
+290,911
+234% +$7.83M
SHY icon
27
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$11.4M 0.57%
140,362
+98,599
+236% +$8M
UNH icon
28
UnitedHealth
UNH
$382B
$11.2M 0.56%
21,127
-4,648
-18% -$2.46M
SDVY icon
29
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$11.1M 0.55%
424,436
+244,217
+136% +$6.34M
PIE icon
30
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$10.9M 0.54%
610,332
+467,461
+327% +$8.01M
MRK icon
31
Merck
MRK
$324B
$10.6M 0.53%
95,539
-43,084
-31% -$4.4M
PDBC icon
32
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$10.6M 0.53%
715,869
-689,592
-49% -$11.5M
STIP icon
33
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$10.4M 0.52%
107,365
+99,612
+1,285% +$9.68M
RSP icon
34
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$10.4M 0.52%
73,699
+42,528
+136% +$5.95M
NVDA icon
35
NVIDIA
NVDA
$5.01T
$10.1M 0.51%
690,590
-394,070
-36% -$5.78M
DGRO icon
36
iShares Core Dividend Growth ETF
DGRO
$42.6B
$9.69M 0.49%
193,885
+58,486
+43% +$2.87M
JNJ icon
37
Johnson & Johnson
JNJ
$635B
$9.67M 0.48%
54,724
-12,847
-19% -$2.22M
IYE icon
38
iShares US Energy ETF
IYE
$1.74B
$9.56M 0.48%
205,661
-4,462
-2% -$209K
IYH icon
39
iShares US Healthcare ETF
IYH
$3.11B
$9.28M 0.47%
163,570
+1,670
+1% +$92.2K
DIA icon
40
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$9.25M 0.46%
27,914
+1,921
+7% +$624K
SPIP icon
41
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$9.2M 0.46%
+357,247
New +$9.22M
VTIP icon
42
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.17M 0.46%
196,418
-9,529
-5% -$454K
EXE
43
Expand Energy Corp
EXE
$21.9B
$9.09M 0.46%
96,277
+22,866
+31% +$2.27M
GOOGL icon
44
Alphabet (Google) Class A
GOOGL
$3.91T
$9.06M 0.45%
102,675
+347
+0.3% +$33K
PEP icon
45
PepsiCo
PEP
$186B
$8.86M 0.44%
49,050
-4,606
-9% -$822K
SRLN icon
46
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$8.85M 0.44%
216,367
-22,390
-9% -$922K
IJR icon
47
iShares Core S&P Small-Cap ETF
IJR
$109B
$8.79M 0.44%
92,877
+3,823
+4% +$367K
WMT icon
48
Walmart Inc
WMT
$871B
$8.64M 0.43%
182,877
-73,044
-29% -$3.47M
VTI icon
49
Vanguard Total Stock Market ETF
VTI
$654B
$8.5M 0.43%
44,441
+1,787
+4% +$344K
AES icon
50
AES
AES
$10.6B
$8.45M 0.42%
293,796
+88
+0% +$2.37K
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.