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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$635B
$11M 0.58%
67,571
+4,003
+6% +$677K
IVV icon
27
iShares Core S&P 500 ETF
IVV
$876B
$10.7M 0.56%
29,844
+9,426
+46% +$3.76M
HD icon
28
Home Depot
HD
$332B
$10.5M 0.55%
37,915
-444
-1% -$131K
LOW icon
29
Lowe's Companies
LOW
$116B
$10.1M 0.53%
53,873
+579
+1% +$113K
VTIP icon
30
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.91M 0.52%
205,947
-3,270
-2% -$162K
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$3.91T
$9.79M 0.51%
102,328
+1,848
+2% +$205K
SRLN icon
32
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$9.76M 0.51%
238,757
+5,401
+2% +$229K
VTV icon
33
Vanguard Value ETF
VTV
$189B
$9.62M 0.5%
77,831
+23,509
+43% +$3.18M
COST icon
34
Costco
COST
$415B
$9.38M 0.49%
19,860
+1,170
+6% +$609K
DVY icon
35
iShares Select Dividend ETF
DVY
$24B
$8.87M 0.46%
82,693
+32,026
+63% +$3.84M
PEP icon
36
PepsiCo
PEP
$186B
$8.77M 0.46%
53,656
+870
+2% +$150K
TIP icon
37
iShares TIPS Bond ETF
TIP
$14.5B
$8.71M 0.45%
83,041
-162
-0.2% -$18.3K
IYE icon
38
iShares US Energy ETF
IYE
$1.74B
$8.26M 0.43%
210,123
+38,386
+22% +$1.58M
IYH icon
39
iShares US Healthcare ETF
IYH
$3.11B
$8.19M 0.43%
161,900
+107,795
+199% +$5.82M
AMD icon
40
Advanced Micro Devices
AMD
$851B
$8.18M 0.43%
129,152
+90,305
+232% +$7.69M
MCD icon
41
McDonald's
MCD
$188B
$7.88M 0.41%
34,140
-4,970
-13% -$1.27M
AZN icon
42
AstraZeneca
AZN
$263B
$7.79M 0.41%
71,068
+1,579
+2% +$200K
IJR icon
43
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.77M 0.41%
89,054
+15,298
+21% +$1.49M
VTI icon
44
Vanguard Total Stock Market ETF
VTI
$654B
$7.66M 0.4%
42,654
+6,135
+17% +$1.22M
DIA icon
45
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.47M 0.39%
25,993
-4,089
-14% -$1.3M
NEE icon
46
NextEra Energy
NEE
$187B
$7.22M 0.38%
92,046
+6,478
+8% +$550K
UPS icon
47
United Parcel Service
UPS
$97.6B
$7.2M 0.38%
44,558
-177
-0.4% -$33.5K
ABT icon
48
Abbott
ABT
$180B
$7.13M 0.37%
73,641
+1,480
+2% +$158K
FTCS icon
49
First Trust Capital Strength ETF
FTCS
$7.88B
$6.97M 0.36%
104,880
-5,440
-5% -$391K
RFCI icon
50
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$6.96M 0.36%
319,363
+16,244
+5% +$367K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.