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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$458B
$9.38M 0.47%
86,965
+5,477
+7% +$626K
CIBR icon
27
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$9.34M 0.47%
191,632
-25,973
-12% -$1.28M
GM icon
28
General Motors
GM
$74.7B
$9.21M 0.46%
174,740
+18,705
+12% +$994K
XOM icon
29
ExxonMobil
XOM
$651B
$8.97M 0.45%
152,543
+21,083
+16% +$1.2M
SKYY icon
30
First Trust Cloud Computing ETF
SKYY
$2.74B
$8.95M 0.45%
84,965
-524
-0.6% -$56.2K
ALLY icon
31
Ally Financial
ALLY
$13.1B
$8.71M 0.43%
170,521
-48,727
-22% -$2.52M
MS icon
32
Morgan Stanley
MS
$337B
$8.57M 0.43%
88,087
-10,328
-10% -$1.02M
LMT icon
33
Lockheed Martin
LMT
$134B
$8.55M 0.43%
24,755
+9,023
+57% +$3.27M
BLK icon
34
Blackrock
BLK
$164B
$8.51M 0.42%
10,136
-3,927
-28% -$3.52M
WMT icon
35
Walmart Inc
WMT
$871B
$8.45M 0.42%
181,845
-14,778
-8% -$712K
JNJ icon
36
Johnson & Johnson
JNJ
$635B
$8.45M 0.42%
52,250
-634
-1% -$108K
IVV icon
37
iShares Core S&P 500 ETF
IVV
$876B
$8.37M 0.42%
19,422
+1,499
+8% +$664K
RSP icon
38
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$8.3M 0.41%
55,382
+3,170
+6% +$485K
SLV icon
39
iShares Silver Trust
SLV
$28.1B
$8.04M 0.4%
391,890
+4,694
+1% +$106K
IYJ icon
40
iShares US Industrials ETF
IYJ
$1.98B
$7.79M 0.39%
72,654
+41,859
+136% +$4.7M
GLD icon
41
SPDR Gold Trust
GLD
$131B
$7.63M 0.38%
46,479
+1,608
+4% +$269K
VTI icon
42
Vanguard Total Stock Market ETF
VTI
$654B
$7.62M 0.38%
34,287
-4,756
-12% -$1.08M
NKE icon
43
Nike
NKE
$61.9B
$7.6M 0.38%
52,344
+164
+0.3% +$26.7K
RFCI icon
44
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$7.54M 0.38%
296,757
+42,685
+17% +$1.1M
OLN icon
45
Olin
OLN
$2.64B
$7.51M 0.37%
155,744
+7,325
+5% +$342K
FTCS icon
46
First Trust Capital Strength ETF
FTCS
$7.88B
$7.27M 0.36%
97,033
+1,718
+2% +$134K
DIA icon
47
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.16M 0.36%
21,171
-458
-2% -$160K
MDT icon
48
Medtronic
MDT
$107B
$7.04M 0.35%
56,153
-6,056
-10% -$784K
ABT icon
49
Abbott
ABT
$180B
$7.01M 0.35%
59,352
+2,316
+4% +$284K
BND icon
50
Vanguard Total Bond Market
BND
$157B
$6.99M 0.35%
81,669
-4,321
-5% -$373K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.