We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
26
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$3.38M 0.61%
45,575
+27,882
+158% +$2.03M
XLK icon
27
State Street Technology Select Sector SPDR ETF
XLK
$116B
$3.35M 0.6%
125,978
-63,628
-34% -$1.64M
XOM icon
28
ExxonMobil
XOM
$650B
$3.35M 0.6%
40,644
+13,753
+51% +$1.15M
AMZN icon
29
Amazon
AMZN
$2.51T
$3.32M 0.6%
74,020
+5,940
+9% +$248K
MDY icon
30
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$3.25M 0.59%
10,421
+3,432
+49% +$1.07M
BSJH
31
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$3.24M 0.58%
126,007
-3,900
-3% -$101K
XLP icon
32
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$3.22M 0.58%
58,979
+52,259
+778% +$2.81M
IYF icon
33
iShares US Financials ETF
IYF
$4.35B
$3.2M 0.58%
61,620
+17,828
+41% +$930K
AMLP icon
34
Alerian MLP ETF
AMLP
$12.9B
$3.19M 0.58%
50,272
+1,573
+3% +$101K
VOE icon
35
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$3.19M 0.58%
31,658
+675
+2% +$68K
XLF icon
36
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$3.16M 0.57%
134,362
-61,695
-31% -$1.48M
BSJI
37
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.08M 0.55%
121,533
+11,300
+10% +$286K
PIE icon
38
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$3.08M 0.55%
188,073
+13,534
+8% +$216K
BSV icon
39
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.03M 0.55%
38,030
-3,537
-9% -$282K
IYW icon
40
iShares US Technology ETF
IYW
$24B
$2.88M 0.52%
85,424
+38,816
+83% +$1.26M
XLB icon
41
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$2.88M 0.52%
110,076
-33,536
-23% -$871K
PIZ icon
42
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$2.81M 0.51%
121,224
+9,955
+9% +$225K
FDL icon
43
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$2.77M 0.5%
96,345
-1,598
-2% -$45.6K
INTC icon
44
Intel
INTC
$504B
$2.7M 0.49%
74,741
+19,554
+35% +$708K
IYC icon
45
iShares US Consumer Discretionary ETF
IYC
$1.11B
$2.57M 0.46%
63,888
+26,748
+72% +$1.05M
CAT icon
46
Caterpillar
CAT
$412B
$2.53M 0.46%
26,952
+18,457
+217% +$1.75M
PGF icon
47
Invesco Financial Preferred ETF
PGF
$674M
$2.52M 0.45%
134,737
-1,250
-0.9% -$23.1K
BSJJ
48
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.5M 0.45%
102,150
+25,300
+33% +$616K
BA icon
49
Boeing
BA
$165B
$2.28M 0.41%
12,880
+1,855
+17% +$316K
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$2.2M 0.4%
10,657
+3,235
+44% +$660K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.