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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJI
26
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.76M 0.55%
108,933
+4,083
+4% +$103K
XLE icon
27
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$2.74M 0.55%
77,492
-18,118
-19% -$621K
BSJG
28
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.73M 0.55%
105,671
-7,431
-7% -$192K
PGF icon
29
Invesco Financial Preferred ETF
PGF
$675M
$2.66M 0.53%
139,536
+2,123
+2% +$40.9K
XOM icon
30
ExxonMobil
XOM
$653B
$2.64M 0.53%
30,281
-2,812
-8% -$249K
XLK icon
31
State Street Technology Select Sector SPDR ETF
XLK
$116B
$2.63M 0.53%
110,004
-37,094
-25% -$862K
PIZ icon
32
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$2.61M 0.52%
110,273
+990
+0.9% +$23.1K
FRI icon
33
First Trust S&P REIT Index Fund
FRI
$191M
$2.48M 0.5%
102,625
+36,318
+55% +$902K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$2.48M 0.5%
+34,325
New +$2.53M
XLU icon
35
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$2.39M 0.48%
97,532
-27,262
-22% -$692K
XLI icon
36
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2.38M 0.48%
40,745
-12,348
-23% -$717K
AMZN icon
37
Amazon
AMZN
$2.5T
$2.34M 0.47%
55,940
+2,700
+5% +$103K
VNQ icon
38
Vanguard Real Estate ETF
VNQ
$39.2B
$2.33M 0.47%
26,813
+636
+2% +$56.7K
TLT icon
39
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.31M 0.46%
16,792
+4,788
+40% +$664K
SO icon
40
Southern Company
SO
$109B
$2.25M 0.45%
43,852
+6,908
+19% +$364K
XLB icon
41
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
$2.25M 0.45%
94,242
-29,834
-24% -$719K
QQQ icon
42
Invesco QQQ Trust
QQQ
$458B
$2.23M 0.45%
18,798
+1,007
+6% +$116K
NS
43
DELISTED
NuStar Energy L.P.
NS
$2.21M 0.44%
44,590
+75
+0.2% +$3.61K
GE icon
44
GE Aerospace
GE
$361B
$2.03M 0.41%
14,285
+2,419
+20% +$361K
VBR icon
45
Vanguard Small-Cap Value ETF
VBR
$36.7B
$1.98M 0.4%
17,840
-345
-2% -$37.8K
JNJ icon
46
Johnson & Johnson
JNJ
$624B
$1.96M 0.39%
16,614
+1,550
+10% +$188K
REM icon
47
iShares Mortgage Real Estate ETF
REM
$539M
$1.96M 0.39%
46,633
+465
+1% +$19.7K
BMY icon
48
Bristol-Myers Squibb
BMY
$126B
$1.95M 0.39%
36,164
+16,199
+81% +$1.04M
SDIV icon
49
Global X SuperDividend ETF
SDIV
$1.21B
$1.86M 0.37%
28,900
+1,754
+6% +$112K
BIV icon
50
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.85M 0.37%
21,161
+1,495
+8% +$131K
1
2
3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.