We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
451
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$710K 0.04%
20,635
+9,865
+92% +$353K
DHR icon
452
Danaher
DHR
$140B
$708K 0.04%
3,010
+2,105
+233% +$488K
TRV icon
453
Travelers Companies
TRV
$82.9B
$691K 0.03%
3,685
+162
+5% +$29.1K
FIF
454
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$685K 0.03%
47,508
-62
-0.1% -$892
VXF icon
455
Vanguard Extended Market ETF
VXF
$30.5B
$684K 0.03%
5,149
+168
+3% +$22.8K
DIVO icon
456
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$683K 0.03%
+19,041
New +$672K
NUE icon
457
Nucor
NUE
$60.5B
$681K 0.03%
5,170
+1,191
+30% +$162K
PINS icon
458
Pinterest
PINS
$13.6B
$677K 0.03%
27,873
+474
+2% +$11.3K
MP icon
459
MP Materials
MP
$7.35B
$677K 0.03%
27,863
+2
+0% +$61
ALK icon
460
Alaska Air
ALK
$5.42B
$672K 0.03%
15,639
+9,312
+147% +$410K
PANW icon
461
Palo Alto Networks
PANW
$260B
$664K 0.03%
9,510
-1,566
-14% -$126K
NTR icon
462
Nutrien
NTR
$33.3B
$662K 0.03%
9,069
+5,953
+191% +$470K
IWN icon
463
iShares Russell 2000 Value ETF
IWN
$14.5B
$662K 0.03%
4,775
+456
+11% +$64.4K
UTF icon
464
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$658K 0.03%
27,447
+35
+0.1% +$827
ELV icon
465
Elevance Health
ELV
$83.7B
$652K 0.03%
1,270
+223
+21% +$113K
AEP icon
466
American Electric Power
AEP
$72.4B
$646K 0.03%
6,806
+1,207
+22% +$110K
URNM icon
467
Sprott Uranium Miners ETF
URNM
$1.75B
$644K 0.03%
+20,300
New +$662K
RSG icon
468
Republic Services
RSG
$66.6B
$643K 0.03%
4,982
-14,770
-75% -$1.97M
GYLD icon
469
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$642K 0.03%
49,268
+1,000
+2% +$12.8K
BABA icon
470
Alibaba
BABA
$276B
$642K 0.03%
7,291
+123
+2% +$9.7K
ROK icon
471
Rockwell Automation
ROK
$52.4B
$641K 0.03%
+2,488
New +$625K
FXR icon
472
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
$640K 0.03%
+12,422
New +$633K
IEP icon
473
Icahn Enterprises
IEP
$5.26B
$632K 0.03%
12,468
-2,316
-16% -$121K
CARR icon
474
Carrier Global
CARR
$52.5B
$630K 0.03%
15,278
+7,207
+89% +$292K
IVT icon
475
InvenTrust Properties
IVT
$2.81B
$630K 0.03%
26,607
-1,000
-4% -$23.9K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.