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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
451
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$700K 0.04%
6,729
+681
+11% +$79.7K
TECK icon
452
Teck Resources
TECK
$28.7B
$696K 0.04%
22,903
+3,263
+17% +$101K
SPGI icon
453
S&P Global
SPGI
$126B
$693K 0.04%
2,271
+711
+46% +$254K
LSCC icon
454
Lattice Semiconductor
LSCC
$16.3B
$692K 0.04%
14,068
+13,827
+5,737% +$766K
NIO icon
455
NIO
NIO
$11.8B
$684K 0.04%
43,361
+5,660
+15% +$112K
AMCR icon
456
Amcor
AMCR
$21.5B
$676K 0.04%
+12,599
New +$773K
IHDG icon
457
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$675K 0.04%
18,818
-415
-2% -$16.1K
CMS icon
458
CMS Energy
CMS
$23.2B
$673K 0.04%
11,553
+1,606
+16% +$108K
NIE
459
Virtus Equity & Convertible Income Fund
NIE
$716M
$669K 0.03%
32,908
+1,176
+4% +$26.1K
FIXD icon
460
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$660K 0.03%
15,158
-61,971
-80% -$2.86M
OEF icon
461
iShares S&P 100 ETF
OEF
$19.9B
$651K 0.03%
4,007
+423
+12% +$76.8K
RIGS icon
462
ALPS Strategic Income Fund
RIGS
$60.4M
$649K 0.03%
29,179
+1,489
+5% +$34.1K
MTUM icon
463
iShares MSCI USA Momentum Factor ETF
MTUM
$24.3B
$648K 0.03%
4,938
-1,685
-25% -$236K
MRNA icon
464
Moderna
MRNA
$22.1B
$639K 0.03%
5,399
+3,113
+136% +$472K
PINS icon
465
Pinterest
PINS
$13.6B
$639K 0.03%
27,399
-4,543
-14% -$99.6K
SPYC icon
466
Simplify US Equity PLUS Convexity ETF
SPYC
$112M
$639K 0.03%
24,706
-2,452
-9% -$67.8K
DOW icon
467
Dow Inc
DOW
$20.9B
$638K 0.03%
14,538
-65,526
-82% -$3.32M
UTF icon
468
Cohen & Steers Infrastructure Fund
UTF
$3.12B
$636K 0.03%
27,412
+2,341
+9% +$61.6K
FIF
469
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$634K 0.03%
47,570
-8,070
-15% -$120K
VXF icon
470
Vanguard Extended Market ETF
VXF
$30.4B
$633K 0.03%
4,981
-2,280
-31% -$321K
GDV icon
471
Gabelli Dividend & Income Trust
GDV
$2.62B
$632K 0.03%
+33,735
New +$718K
FDN icon
472
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.01B
$629K 0.03%
4,983
-10,682
-68% -$1.49M
CTRA
473
DELISTED
Coterra Energy
CTRA
$627K 0.03%
23,976
-11,622
-33% -$333K
GE icon
474
GE Aerospace
GE
$375B
$625K 0.03%
16,179
-204
-1% -$8.97K
UBER icon
475
Uber
UBER
$143B
$622K 0.03%
23,466
-115
-0.5% -$3.18K
17 18
19
20 21

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.