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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
451
State Street Materials Select Sector SPDR ETF
XLB
$8.67B
$905K 0.04%
20,534
+1,084
+6% +$46.2K
SPGI icon
452
S&P Global
SPGI
$123B
$902K 0.04%
2,199
+167
+8% +$68K
DGRW icon
453
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$900K 0.04%
14,126
+26
+0.2% +$1.64K
ROP icon
454
Roper Technologies
ROP
$40.1B
$884K 0.04%
1,879
+273
+17% +$123K
RY icon
455
Royal Bank of Canada
RY
$290B
$867K 0.04%
7,859
-91
-1% -$10.2K
AXP icon
456
American Express
AXP
$226B
$862K 0.04%
4,607
+1,062
+30% +$192K
HUSV icon
457
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$77.1M
$862K 0.04%
24,808
-318
-1% -$10.8K
LRGE icon
458
ClearBridge Large Cap Growth Select ETF
LRGE
$364M
$862K 0.04%
16,032
+1,100
+7% +$58.8K
IMO icon
459
Imperial Oil
IMO
$62B
$856K 0.04%
+17,716
New +$760K
PCN
460
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$852K 0.04%
54,125
+10,797
+25% +$171K
BR icon
461
Broadridge
BR
$18.7B
$844K 0.04%
5,419
+1,720
+46% +$264K
SPBO icon
462
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$843K 0.04%
26,330
-1,200
-4% -$39.6K
PWV icon
463
Invesco Large Cap Value ETF
PWV
$1.69B
$841K 0.04%
17,208
-582
-3% -$28.3K
IHDG icon
464
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
$833K 0.03%
19,389
+1,687
+10% +$72.3K
PSK icon
465
State Street SPDR ICE Preferred Securities ETF
PSK
$690M
$831K 0.03%
21,294
-148,729
-87% -$5.94M
EVRG icon
466
Evergy
EVRG
$19.6B
$830K 0.03%
12,150
+827
+7% +$53.3K
ERF
467
DELISTED
Enerplus Corporation
ERF
$829K 0.03%
+65,292
New +$793K
GDV icon
468
Gabelli Dividend & Income Trust
GDV
$2.6B
$826K 0.03%
33,534
+2,981
+10% +$74.2K
COIN icon
469
Coinbase
COIN
$43.2B
$825K 0.03%
4,344
+1,632
+60% +$319K
SDIV icon
470
Global X SuperDividend ETF
SDIV
$1.21B
$825K 0.03%
23,986
-1,868
-7% -$66.1K
QTEC icon
471
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.35B
$823K 0.03%
5,397
-2,393
-31% -$365K
EPD icon
472
Enterprise Products Partners
EPD
$84.5B
$820K 0.03%
31,801
+4,790
+18% +$116K
NOC icon
473
Northrop Grumman
NOC
$77.1B
$815K 0.03%
1,820
+11
+0.6% +$4.54K
VDE icon
474
Vanguard Energy ETF
VDE
$9.94B
$812K 0.03%
7,586
+3,249
+75% +$313K
FDL icon
475
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.94B
$811K 0.03%
21,669
+541
+3% +$19.7K
17 18
19
20 21

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.