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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
451
American Water Works
AWK
$26.3B
$245K 0.03%
+2,097
New +$231K
IJJ icon
452
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$245K 0.03%
+3,070
New +$244K
VGM icon
453
Invesco Trust Investment Grade Municipals
VGM
$549M
$245K 0.03%
+19,307
New +$239K
ALL icon
454
Allstate
ALL
$66.9B
$244K 0.03%
+2,387
New +$233K
PYX
455
DELISTED
Pyxus International, Inc.
PYX
$243K 0.03%
+16,000
New +$302K
DVLU icon
456
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47M
$240K 0.03%
12,943
+1,000
+8% +$18.2K
PINS icon
457
Pinterest
PINS
$12.4B
$239K 0.03%
+8,772
New +$240K
TIPT icon
458
Tiptree Inc
TIPT
$668M
$239K 0.03%
+37,948
New +$234K
AMJ
459
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$238K 0.03%
+9,311
New +$235K
BTI icon
460
British American Tobacco
BTI
$132B
$236K 0.03%
+6,298
New +$239K
OC icon
461
Owens Corning
OC
$11.5B
$236K 0.03%
4,064
– –
RDIV icon
462
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$236K 0.03%
+6,265
New +$236K
CME icon
463
CME Group
CME
$92.2B
$235K 0.03%
1,159
-168
-13% -$31K
FDLO icon
464
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$234K 0.03%
+6,450
New +$224K
TFC icon
465
Truist Financial
TFC
$63.2B
$234K 0.03%
4,742
-2,296
-33% -$112K
NOVN
466
DELISTED
Novan, Inc. Common Stock
NOVN
$232K 0.03%
8,535
-220
-3% -$3.77K
NXPI icon
467
NXP Semiconductors
NXPI
$68B
$230K 0.03%
2,368
+130
+6% +$12.6K
CINF icon
468
Cincinnati Financial
CINF
$28.3B
$226K 0.03%
+2,176
New +$209K
ALGN icon
469
Align Technology
ALGN
$12B
$225K 0.03%
821
+12
+1% +$3.62K
CXT icon
470
Crane NXT
CXT
$3.04B
$225K 0.03%
7,650
– –
VBK icon
471
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$225K 0.03%
1,199
-24
-2% -$4.37K
IGM icon
472
iShares Expanded Tech Sector ETF
IGM
$9.94B
$223K 0.03%
+6,138
New +$217K
UBER icon
473
Uber
UBER
$134B
$223K 0.03%
+4,851
New +$206K
EXC icon
474
Exelon
EXC
$48.6B
$222K 0.02%
6,411
-4,666
-42% -$165K
RXI icon
475
iShares Global Consumer Discretionary ETF
RXI
$245M
$222K 0.02%
+1,872
New +$218K
17 18
19
20 21

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.