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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
451
DELISTED
Yamana Gold, Inc.
AUY
– –
-18,819
Closed -$50K
IBMK
452
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-8,000
Closed -$209K
TWTR
453
DELISTED
Twitter, Inc.
TWTR
– –
-17,040
Closed -$302K
MNDT
454
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-20,471
Closed -$358K
CXP
455
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-13,388
Closed -$289K
MPVD
456
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-15,000
Closed -$47K
BSCJ
457
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-11,614
Closed -$247K
IBMH
458
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
– –
-8,000
Closed -$205K
BSCI
459
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-11,515
Closed -$244K
CBI
460
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-15,881
Closed -$258K
BSJH
461
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-121,307
Closed -$3.12M
HBANP
462
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
– –
-234
Closed -$333K
ATVI
463
DELISTED
Activision Blizzard
ATVI
– –
-5,798
Closed -$364K
BSCK
464
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-11,613
Closed -$250K
BSCH
465
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-11,108
Closed -$251K
IBMJ
466
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-8,000
Closed -$207K
IBMI
467
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
– –
-8,000
Closed -$206K
GG
468
DELISTED
Goldcorp Inc
GG
– –
-16,749
Closed -$221K
IBMG
469
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
– –
-9,797
Closed -$250K
15 16 17 18
19

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.