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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
426
First Trust Managed Municipal ETF
FMB
$2.04B
$759K 0.04%
15,146
-2,522
-14% -$125K
RFEM icon
427
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$76.8M
$756K 0.04%
+14,916
New +$750K
FPEI icon
428
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$755K 0.04%
42,407
-1,711
-4% -$30K
MDY icon
429
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$755K 0.04%
1,704
-646
-27% -$286K
COHR icon
430
Coherent
COHR
$47.6B
$754K 0.04%
21,494
+920
+4% +$32K
SPYC icon
431
Simplify US Equity PLUS Convexity ETF
SPYC
$110M
$750K 0.04%
29,579
+4,873
+20% +$126K
IDLV icon
432
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$749K 0.04%
27,969
-1,320
-5% -$34.1K
GDV icon
433
Gabelli Dividend & Income Trust
GDV
$2.62B
$747K 0.04%
36,264
+2,529
+7% +$51.8K
VRTX icon
434
Vertex Pharmaceuticals
VRTX
$124B
$740K 0.04%
2,562
+87
+4% +$26.5K
SPGI icon
435
S&P Global
SPGI
$126B
$740K 0.04%
2,208
-63
-3% -$20.8K
CMS icon
436
CMS Energy
CMS
$23B
$734K 0.04%
11,587
+34
+0.3% +$2.01K
CLX icon
437
Clorox
CLX
$12.1B
$733K 0.04%
5,224
-19,922
-79% -$2.83M
ALB icon
438
Albemarle
ALB
$13.3B
$730K 0.04%
3,366
+2,271
+207% +$605K
WM icon
439
Waste Management
WM
$96.1B
$725K 0.04%
4,621
-409
-8% -$65.8K
FLR icon
440
Fluor
FLR
$6.89B
$725K 0.04%
+20,918
New +$668K
BR icon
441
Broadridge
BR
$18.3B
$725K 0.04%
5,404
+3
+0.1% +$426
FCX icon
442
Freeport-McMoran
FCX
$88.6B
$723K 0.04%
+19,018
New +$665K
MGM icon
443
MGM Resorts International
MGM
$11.8B
$722K 0.04%
21,540
+7,206
+50% +$250K
KMB icon
444
Kimberly-Clark
KMB
$37.5B
$722K 0.04%
5,318
+318
+6% +$40.4K
COF icon
445
Capital One
COF
$130B
$721K 0.04%
7,751
+2,522
+48% +$248K
OEF icon
446
iShares S&P 100 ETF
OEF
$19.8B
$715K 0.04%
4,192
+185
+5% +$31.9K
UGA icon
447
United States Gasoline Fund
UGA
$142M
$715K 0.04%
11,923
-10,798
-48% -$622K
SPG icon
448
Simon Property Group
SPG
$76.8B
$714K 0.04%
6,076
+98
+2% +$10.9K
PCN
449
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$713K 0.04%
60,177
+1,088
+2% +$13.4K
ARKK icon
450
ARK Innovation ETF
ARKK
$5.74B
$711K 0.04%
22,745
-15,468
-40% -$553K
16 17
18
19 20

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.