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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
426
ServiceNow
NOW
$114B
$996K 0.04%
+8,940
New +$1M
UBER icon
427
Uber
UBER
$144B
$990K 0.04%
27,742
+173
+0.6% +$6.22K
AXIA
428
AXIA Energia
AXIA
$23.2B
$989K 0.04%
+157,978
New +$815K
VRSN icon
429
VeriSign
VRSN
$25.4B
$987K 0.04%
+4,435
New +$967K
MGK icon
430
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$984K 0.04%
20,895
-5
-0% -$232
TSN icon
431
Tyson Foods
TSN
$21.5B
$981K 0.04%
10,942
-329
-3% -$30K
CTRA
432
DELISTED
Coterra Energy
CTRA
$969K 0.04%
+35,933
New +$840K
ITOT icon
433
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$968K 0.04%
9,591
+437
+5% +$43.6K
IEMG icon
434
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$967K 0.04%
17,403
+1,039
+6% +$60K
BMO icon
435
Bank of Montreal
BMO
$127B
$964K 0.04%
+8,175
New +$948K
QS icon
436
QuantumScape Corp
QS
$3.18B
$954K 0.04%
47,750
+3,321
+7% +$57K
PM icon
437
Philip Morris
PM
$312B
$953K 0.04%
10,136
+72
+0.7% +$7.2K
IYM icon
438
iShares US Basic Materials ETF
IYM
$1.14B
$951K 0.04%
6,359
+953
+18% +$132K
OEF icon
439
iShares S&P 100 ETF
OEF
$19.8B
$950K 0.04%
4,557
+77
+2% +$15.8K
SHOP icon
440
Shopify
SHOP
$169B
$945K 0.04%
13,980
-11,280
-45% -$926K
QUAL icon
441
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$943K 0.04%
7,007
-261
-4% -$34.7K
KMI icon
442
Kinder Morgan
KMI
$70.3B
$941K 0.04%
49,768
+10,319
+26% +$182K
DOCU
443
DocuSign
DOCU
$10.7B
$935K 0.04%
8,729
-12,384
-59% -$1.42M
DFAS icon
444
Dimensional US Small Cap ETF
DFAS
$15.5B
$931K 0.04%
16,603
– –
MDB icon
445
MongoDB
MDB
$25B
$927K 0.04%
+2,091
New +$818K
TD icon
446
Toronto Dominion Bank
TD
$199B
$925K 0.04%
+11,651
New +$939K
RITM icon
447
Rithm Capital
RITM
$5.46B
$919K 0.04%
83,732
+15,932
+23% +$169K
IEX icon
448
IDEX
IEX
$16.6B
$918K 0.04%
+4,790
New +$972K
IDLV icon
449
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$911K 0.04%
29,257
+1,706
+6% +$53.1K
NIE
450
Virtus Equity & Convertible Income Fund
NIE
$714M
$906K 0.04%
+33,368
New +$898K
16 17
18
19 20

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.