We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
426
Royce Micro-Cap Trust
RMT
$733M
$757K 0.04%
66,276
+9,620
+17% +$114K
KRNT icon
427
Kornit Digital
KRNT
$708M
$752K 0.04%
+5,199
New +$686K
SAP icon
428
SAP
SAP
$209B
$749K 0.04%
5,548
+311
+6% +$45.1K
GYLD icon
429
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$746K 0.04%
50,498
-4,900
-9% -$72.9K
DRSK icon
430
Aptus Defined Risk ETF
DRSK
$1.5B
$739K 0.04%
25,824
-270
-1% -$7.98K
ICLN icon
431
iShares Global Clean Energy ETF
ICLN
$2.27B
$728K 0.04%
33,641
+3,130
+10% +$71.3K
PRN icon
432
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$405M
$726K 0.04%
7,314
+1,674
+30% +$169K
SPHQ icon
433
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$725K 0.04%
14,933
+1,540
+11% +$77K
WM icon
434
Waste Management
WM
$96.1B
$723K 0.04%
4,840
-34
-0.7% -$5.09K
UCON icon
435
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$718K 0.04%
27,013
-182
-0.7% -$4.84K
IDLV icon
436
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$714K 0.04%
23,325
-229
-1% -$7.26K
ITOT icon
437
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$714K 0.04%
7,247
-2,192
-23% -$222K
PWB icon
438
Invesco Large Cap Growth ETF
PWB
$2.24B
$712K 0.04%
9,612
-365
-4% -$27.9K
PEZ icon
439
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$710K 0.04%
8,123
+1,864
+30% +$168K
PCN
440
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$708K 0.04%
39,220
+15,664
+66% +$292K
ROP icon
441
Roper Technologies
ROP
$38.7B
$699K 0.03%
1,548
+8
+0.5% +$3.83K
TOTL icon
442
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$699K 0.03%
14,472
-3,408
-19% -$165K
ATH
443
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$689K 0.03%
+9,999
New +$665K
SCHM icon
444
Schwab US Mid-Cap ETF
SCHM
$14.5B
$687K 0.03%
26,823
+93
+0.3% +$2.43K
EVRG icon
445
Evergy
EVRG
$19.7B
$684K 0.03%
10,993
+181
+2% +$11.9K
IUSG icon
446
iShares Core S&P US Growth ETF
IUSG
$31B
$682K 0.03%
6,647
-376
-5% -$39.7K
PYZ icon
447
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.4M
$681K 0.03%
8,035
+1,968
+32% +$172K
CRNC icon
448
Cerence
CRNC
$368M
$679K 0.03%
7,062
-852
-11% -$93K
BR icon
449
Broadridge
BR
$18.3B
$675K 0.03%
4,053
-11
-0.3% -$1.87K
VBK icon
450
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$675K 0.03%
2,403
-34
-1% -$9.73K
16 17
18
19 20

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.