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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRPT icon
426
Sarepta Therapeutics
SRPT
$1.64B
$258K 0.03%
2,639
-620
-19% -$70.9K
VBK icon
427
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$256K 0.03%
1,706
+144
+9% +$26.7K
LYB icon
428
LyondellBasell Industries
LYB
$19.5B
$255K 0.03%
5,142
-1,789
-26% -$132K
BWX icon
429
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$252K 0.03%
+9,063
New +$258K
MLPA icon
430
Global X MLP ETF
MLPA
$2.28B
$252K 0.03%
13,344
-141
-1% -$5.26K
GH icon
431
Guardant Health
GH
$20.2B
$251K 0.03%
3,612
+569
+19% +$43.7K
EMLP icon
432
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$249K 0.03%
13,990
-2,935
-17% -$68.7K
IVZ icon
433
Invesco
IVZ
$13B
$249K 0.03%
27,475
+5,065
+23% +$77K
STT icon
434
State Street
STT
$50.2B
$249K 0.03%
+4,669
New +$324K
ACWV icon
435
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$248K 0.03%
3,085
-3,754
-55% -$346K
FPF
436
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$248K 0.03%
+13,925
New +$310K
FSK icon
437
FS KKR Capital
FSK
$2.96B
$247K 0.03%
20,620
-1,250
-6% -$26.8K
PTF icon
438
Invesco Dorsey Wright Technology Momentum ETF
PTF
$586M
$246K 0.03%
10,908
+3,036
+39% +$78K
VOE icon
439
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$244K 0.03%
2,999
+532
+22% +$57.3K
PPL
440
PPL Corp
PPL
$26.8B
$243K 0.03%
9,844
+159
+2% +$5.12K
XBI icon
441
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$242K 0.03%
3,127
– –
FEMB icon
442
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$358M
$239K 0.03%
7,543
-4,639
-38% -$171K
EPD icon
443
Enterprise Products Partners
EPD
$82.5B
$237K 0.03%
16,599
-5,655
-25% -$131K
TWTR
444
DELISTED
Twitter, Inc.
TWTR
$237K 0.03%
9,644
-3,859
-29% -$125K
VAW icon
445
Vanguard Materials ETF
VAW
$3.02B
$236K 0.03%
2,450
+661
+37% +$78.5K
SLB icon
446
SLB Ltd
SLB
$72.6B
$235K 0.02%
17,406
-584
-3% -$16.9K
MBB icon
447
iShares MBS ETF
MBB
$39.1B
$234K 0.02%
2,115
+108
+5% +$11.8K
ITM icon
448
VanEck Intermediate Muni ETF
ITM
$2.14B
$232K 0.02%
4,728
– –
UBER icon
449
Uber
UBER
$143B
$231K 0.02%
8,264
+451
+6% +$14.8K
TSCO icon
450
Tractor Supply
TSCO
$15.8B
$230K 0.02%
13,580
-5,395
-28% -$96.8K
16 17
18
19 20

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.