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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
426
Northrop Grumman
NOC
$77B
– –
-756
Closed -$219K
ADAM
427
Adamas Trust
ADAM
$777M
– –
-5,789
Closed -$145K
ODP
428
DELISTED
ODP
ODP
– –
-1,535
Closed -$58K
OHI icon
429
Omega Healthcare
OHI
$15.4B
– –
-18,425
Closed -$585K
OPK icon
430
Opko Health
OPK
$921M
– –
-13,710
Closed -$95K
PAGP icon
431
Plains GP Holdings
PAGP
$5.23B
– –
-31,658
Closed -$692K
PEY icon
432
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
– –
-61,072
Closed -$1.05M
PHK
433
PIMCO High Income Fund
PHK
$861M
– –
-19,137
Closed -$159K
PRFZ icon
434
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-9,955
Closed -$250K
PTF icon
435
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
– –
-38,637
Closed -$652K
QUAL icon
436
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
– –
-9,314
Closed -$726K
RIGS icon
437
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-22,109
Closed -$562K
SIRI icon
438
SiriusXM
SIRI
$10B
– –
-1,220
Closed -$70K
SNAP icon
439
Snap
SNAP
$7.32B
– –
-25,338
Closed -$368K
SNV
440
DELISTED
Synovus
SNV
– –
-5,168
Closed -$239K
SNY icon
441
Sanofi
SNY
$104B
– –
-4,489
Closed -$225K
TIP icon
442
iShares TIPS Bond ETF
TIP
$14.5B
– –
-4,738
Closed -$538K
TLT icon
443
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-3,728
Closed -$464K
UEC icon
444
Uranium Energy
UEC
$4.71B
– –
-12,000
Closed -$16K
UL icon
445
Unilever
UL
$131B
– –
-3,167
Closed -$206K
USB icon
446
US Bancorp
USB
$99.6B
– –
-4,206
Closed -$225K
VOD icon
447
Vodafone
VOD
$34.9B
– –
-7,078
Closed -$201K
VT icon
448
Vanguard Total World Stock ETF
VT
$76.3B
– –
-6,031
Closed -$427K
XBI icon
449
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-6,585
Closed -$580K
SRC
450
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,290
Closed -$88K
15 16 17
18
19

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.