We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
401
iShares Russell 1000 ETF
IWB
$47.9B
$849K 0.04%
4,032
-759
-16% -$161K
AVUV icon
402
Avantis US Small Cap Value ETF
AVUV
$30.5B
$847K 0.04%
11,366
+2,035
+22% +$153K
SHV icon
403
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$835K 0.04%
+7,597
New +$835K
B
404
Barrick Mining
B
$61.5B
$832K 0.04%
48,439
+37,985
+363% +$604K
FTHI icon
405
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
$832K 0.04%
+43,025
New +$838K
NTSX icon
406
WisdomTree US Efficient Core Fund
NTSX
$1.35B
$829K 0.04%
25,541
+6,376
+33% +$208K
SHOP icon
407
Shopify
SHOP
$169B
$827K 0.04%
23,836
+4,735
+25% +$162K
ZTS icon
408
Zoetis
ZTS
$32.5B
$822K 0.04%
5,607
-767
-12% -$113K
FTRI icon
409
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$821K 0.04%
+59,882
New +$805K
SAP icon
410
SAP
SAP
$209B
$821K 0.04%
7,953
+403
+5% +$40.3K
CL icon
411
Colgate-Palmolive
CL
$74.2B
$815K 0.04%
10,345
-22,104
-68% -$1.66M
BAH icon
412
Booz Allen Hamilton
BAH
$8.78B
$811K 0.04%
7,755
+3,127
+68% +$325K
SKYY icon
413
First Trust Cloud Computing ETF
SKYY
$2.82B
$801K 0.04%
13,911
-11,659
-46% -$706K
DSEP icon
414
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$799K 0.04%
26,075
– –
PRU icon
415
Prudential Financial
PRU
$43B
$796K 0.04%
8,004
+1,868
+30% +$189K
LUV icon
416
Southwest Airlines
LUV
$22.7B
$795K 0.04%
23,623
+500
+2% +$18K
STZ icon
417
Constellation Brands
STZ
$22.5B
$788K 0.04%
3,399
+1,421
+72% +$340K
XEL icon
418
Xcel Energy
XEL
$50.1B
$782K 0.04%
11,152
-1,664
-13% -$111K
XLP icon
419
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$780K 0.04%
10,467
-3,598
-26% -$262K
CPRT icon
420
Copart
CPRT
$28.4B
$778K 0.04%
+25,552
New +$765K
DINT icon
421
Davis Select International ETF
DINT
$284M
$778K 0.04%
44,009
+4,345
+11% +$70.4K
MTUM icon
422
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$775K 0.04%
5,310
+372
+8% +$54K
PGR icon
423
Progressive
PGR
$128B
$773K 0.04%
5,956
-32,323
-84% -$4.1M
IEMG icon
424
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$772K 0.04%
16,538
-17
-0.1% -$773
QCLN icon
425
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$766K 0.04%
16,237
+162
+1% +$8.88K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.