We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
401
Thomson Reuters
TRI
$45.5B
$837K 0.04%
7,741
+4,977
+180% +$577K
IWO icon
402
iShares Russell 2000 Growth ETF
IWO
$14.3B
$828K 0.04%
4,003
-54
-1% -$12.2K
FXH icon
403
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$826K 0.04%
8,497
+971
+13% +$102K
KOF icon
404
Coca-Cola Femsa
KOF
$22.8B
$820K 0.04%
14,041
+3,183
+29% +$190K
XEL icon
405
Xcel Energy
XEL
$50.9B
$820K 0.04%
12,816
+1,507
+13% +$110K
UUP icon
406
Invesco DB US Dollar Index Bullish Fund
UUP
$425M
$819K 0.04%
+27,161
New +$787K
DGRW icon
407
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$818K 0.04%
15,156
+334
+2% +$19.8K
ADBE icon
408
Adobe
ADBE
$101B
$815K 0.04%
2,956
-327
-10% -$124K
GIS icon
409
General Mills
GIS
$20.1B
$812K 0.04%
10,576
+4,003
+61% +$305K
ROP icon
410
Roper Technologies
ROP
$39B
$810K 0.04%
2,252
+1,223
+119% +$498K
CMF icon
411
iShares California Muni Bond ETF
CMF
$4.56B
$808K 0.04%
+14,900
New +$844K
TTD icon
412
Trade Desk
TTD
$8.85B
$807K 0.04%
13,512
-5,024
-27% -$286K
WM icon
413
Waste Management
WM
$96.2B
$806K 0.04%
5,030
+1,097
+28% +$181K
VRSN icon
414
VeriSign
VRSN
$25.4B
$802K 0.04%
4,619
+146
+3% +$27K
TSN icon
415
Tyson Foods
TSN
$21.7B
$798K 0.04%
12,114
+1,812
+18% +$143K
PXD
416
DELISTED
Pioneer Natural Resource Co.
PXD
$795K 0.04%
3,667
+382
+12% +$87.3K
FSLR icon
417
First Solar
FSLR
$21.6B
$793K 0.04%
5,997
-523
-8% -$56K
EVRG icon
418
Evergy
EVRG
$19.9B
$792K 0.04%
13,332
+1,819
+16% +$122K
DFAS icon
419
Dimensional US Small Cap ETF
DFAS
$15.5B
$783K 0.04%
16,834
+231
+1% +$11.8K
VAW icon
420
Vanguard Materials ETF
VAW
$3.06B
$780K 0.04%
5,258
+540
+11% +$89.1K
BR icon
421
Broadridge
BR
$18.5B
$779K 0.04%
5,401
-56
-1% -$9.09K
DECK icon
422
Deckers Outdoor
DECK
$14.1B
$779K 0.04%
+14,958
New +$778K
EFV icon
423
iShares MSCI EAFE Value ETF
EFV
$28.4B
$774K 0.04%
20,101
+5,645
+39% +$241K
F icon
424
Ford
F
$59.3B
$774K 0.04%
69,069
-2,054
-3% -$28.7K
MKC icon
425
McCormick & Company Non-Voting
MKC
$13.8B
$774K 0.04%
10,857
+2,849
+36% +$239K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.