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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
401
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$1.12M 0.05%
51,508
-1,829
-3% -$39.2K
IHI icon
402
iShares US Medical Devices ETF
IHI
$3.17B
$1.12M 0.05%
18,412
+835
+5% +$49.8K
VPU
403
Vanguard Utilities ETF
VPU
$8.69B
$1.11M 0.05%
6,840
+3,364
+97% +$509K
WEC icon
404
WEC Energy
WEC
$37.1B
$1.1M 0.05%
11,059
-385
-3% -$36.4K
MMU
405
Western Asset Managed Municipals Fund
MMU
$552M
$1.09M 0.05%
+94,241
New +$1.15M
SJM icon
406
J.M. Smucker
SJM
$13.6B
$1.09M 0.05%
8,058
+443
+6% +$60.4K
IWV icon
407
iShares Russell 3000 ETF
IWV
$19.3B
$1.08M 0.05%
4,116
-88
-2% -$22.8K
MKC icon
408
McCormick & Company Non-Voting
MKC
$14.1B
$1.08M 0.05%
10,859
+1,442
+15% +$141K
CMG icon
409
Chipotle Mexican Grill
CMG
$43.6B
$1.07M 0.04%
+33,800
New +$1.02M
PHYS icon
410
Sprott Physical Gold
PHYS
$14.4B
$1.05M 0.04%
68,337
+42,184
+161% +$626K
PXI icon
411
Invesco Dorsey Wright Energy Momentum ETF
PXI
$57.8M
$1.05M 0.04%
24,533
-11,627
-32% -$432K
XLP icon
412
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$1.05M 0.04%
13,788
+44
+0.3% +$3.31K
FDX icon
413
FedEx
FDX
$73.3B
$1.04M 0.04%
4,514
+1,899
+73% +$446K
IWB icon
414
iShares Russell 1000 ETF
IWB
$47.5B
$1.04M 0.04%
4,165
-471
-10% -$116K
NOBL icon
415
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.04M 0.04%
21,942
+6,176
+39% +$290K
BSCQ icon
416
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.03M 0.04%
+51,444
New +$1.05M
REMX icon
417
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.91B
$1.03M 0.04%
8,681
+5,218
+151% +$561K
IWO icon
418
iShares Russell 2000 Growth ETF
IWO
$14.1B
$1.02M 0.04%
3,995
-151
-4% -$38.6K
JPST icon
419
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.02M 0.04%
20,349
+14,453
+245% +$728K
NVT icon
420
nVent Electric
NVT
$21.7B
$1.01M 0.04%
+29,198
New +$1.02M
FCG icon
421
First Trust Natural Gas ETF
FCG
$628M
$1.01M 0.04%
+41,252
New +$866K
FGD icon
422
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$1M 0.04%
39,543
-683
-2% -$17.5K
VAW icon
423
Vanguard Materials ETF
VAW
$3.01B
$1M 0.04%
5,163
-111
-2% -$20.7K
AWK icon
424
American Water Works
AWK
$27.2B
$1M 0.04%
6,041
-26
-0.4% -$4.12K
COHR icon
425
Coherent
COHR
$44.6B
$999K 0.04%
13,780
+1,789
+15% +$122K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.