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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
401
Marvell Technology
MRVL
$157B
$893K 0.04%
+14,815
New +$888K
WEC icon
402
WEC Energy
WEC
$37B
$873K 0.04%
9,874
+803
+9% +$75.3K
VAW icon
403
Vanguard Materials ETF
VAW
$3.05B
$867K 0.04%
5,004
+1,597
+47% +$290K
DFAS icon
404
Dimensional US Small Cap ETF
DFAS
$15.5B
$864K 0.04%
15,034
+846
+6% +$48.8K
IYT icon
405
iShares US Transportation ETF
IYT
$2.31B
$861K 0.04%
14,156
+4,056
+40% +$256K
ADBE icon
406
Adobe
ADBE
$99B
$857K 0.04%
1,489
+169
+13% +$106K
TSN icon
407
Tyson Foods
TSN
$21.5B
$838K 0.04%
10,613
+261
+3% +$19.7K
MELI icon
408
Mercado Libre
MELI
$94.4B
$831K 0.04%
+495
New +$857K
DGRW icon
409
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$828K 0.04%
14,056
-62
-0.4% -$3.79K
XYLD icon
410
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$820K 0.04%
+16,895
New +$833K
EOG icon
411
EOG Resources
EOG
$74.4B
$815K 0.04%
10,150
+7,006
+223% +$511K
IYE icon
412
iShares US Energy ETF
IYE
$1.69B
$802K 0.04%
28,379
-169,447
-86% -$4.55M
PWV icon
413
Invesco Large Cap Value ETF
PWV
$1.7B
$802K 0.04%
18,028
-142
-0.8% -$6.36K
VOE icon
414
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$802K 0.04%
5,734
+389
+7% +$55.3K
PKX icon
415
POSCO
PKX
$15.5B
$800K 0.04%
+11,607
New +$855K
MINT icon
416
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$799K 0.04%
7,837
-546
-7% -$55.7K
SPBO icon
417
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$798K 0.04%
22,730
+7,700
+51% +$274K
PKB icon
418
Invesco Building & Construction ETF
PKB
$436M
$797K 0.04%
16,820
-262
-2% -$13.1K
RY icon
419
Royal Bank of Canada
RY
$295B
$795K 0.04%
7,987
-55
-0.7% -$5.61K
STLA icon
420
Stellantis
STLA
$16.7B
$795K 0.04%
+41,606
New +$823K
BABA icon
421
Alibaba
BABA
$276B
$779K 0.04%
5,260
-2,024
-28% -$368K
GDV icon
422
Gabelli Dividend & Income Trust
GDV
$2.62B
$779K 0.04%
30,193
+360
+1% +$9.54K
CHY
423
Calamos Convertible and High Income Fund
CHY
$1B
$777K 0.04%
49,716
+1,787
+4% +$28.8K
F icon
424
Ford
F
$59.6B
$777K 0.04%
54,879
-250
-0.5% -$3.4K
IHDG icon
425
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$773K 0.04%
17,905
-31
-0.2% -$1.4K
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.