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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
401
Intel
INTC
$413B
$102K 0.04%
1,979
-47,638
-96% -$2.48M
IBUY icon
402
Amplify Online Retail ETF
IBUY
$112M
$101K 0.04%
+1,145
New +$97.3K
NIO icon
403
NIO
NIO
$11.9B
$101K 0.04%
+4,750
New +$73.1K
PKW icon
404
Invesco BuyBack Achievers ETF
PKW
$1.72B
$101K 0.04%
+1,675
New +$101K
YUMC icon
405
Yum China
YUMC
$15.7B
$101K 0.04%
+1,916
New +$101K
IMMU
406
DELISTED
Immunomedics Inc
IMMU
$101K 0.04%
+1,190
New +$60.2K
AIVL icon
407
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$99K 0.04%
1,314
-4,700
-78% -$358K
HTRB icon
408
Hartford Total Return Bond ETF
HTRB
$2.22B
$99K 0.04%
+2,395
New +$101K
RDIV icon
409
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$99K 0.04%
+3,685
New +$104K
VTWO icon
410
Vanguard Russell 2000 ETF
VTWO
$17.2B
$99K 0.04%
1,636
-7,970
-83% -$483K
CARR icon
411
Carrier Global
CARR
$49.8B
$98K 0.04%
+3,193
New +$90.3K
RVT icon
412
Royce Value Trust
RVT
$2.19B
$98K 0.04%
+7,726
New +$101K
FAUG icon
413
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$97K 0.04%
+3,000
New +$96.1K
PEG icon
414
Public Service Enterprise Group
PEG
$38.7B
$97K 0.04%
+1,760
New +$93.2K
DLR icon
415
Digital Realty Trust
DLR
$69.6B
$96K 0.04%
+664
New +$99.5K
PHG icon
416
Philips
PHG
$25.5B
$96K 0.04%
+2,502
New +$100K
REGL icon
417
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$96K 0.04%
+1,802
New +$97.9K
KSU
418
DELISTED
Kansas City Southern
KSU
$96K 0.04%
+529
New +$91.6K
AGZ icon
419
iShares Agency Bond ETF
AGZ
$559M
$95K 0.04%
+784
New +$95.1K
SMAR
420
DELISTED
Smartsheet Inc.
SMAR
$95K 0.04%
+1,932
New +$93.3K
D icon
421
Dominion Energy
D
$62B
$94K 0.04%
1,195
-37,915
-97% -$2.98M
MS icon
422
Morgan Stanley
MS
$319B
$94K 0.04%
+1,948
New +$98.1K
SPHQ icon
423
Invesco S&P 500 Quality ETF
SPHQ
$19B
$94K 0.04%
+2,420
New +$91.5K
SWKS icon
424
Skyworks Solutions
SWKS
$9.2B
$94K 0.04%
+647
New +$90K
DOCU
425
DocuSign
DOCU
$11.1B
$93K 0.04%
430
-4,842
-92% -$1.01M
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.