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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
401
Cardinal Health
CAH
$53.4B
– –
-4,168
Closed -$281K
DHR icon
402
Danaher
DHR
$135B
– –
-4,528
Closed -$348K
DWX icon
403
State Street SPDR S&P International Dividend ETF
DWX
$521M
– –
-7,009
Closed -$283K
EBAY icon
404
eBay
EBAY
$48.6B
– –
-10,872
Closed -$419K
EGO icon
405
Eldorado Gold
EGO
$8.31B
– –
-2,087
Closed -$23K
EMLC icon
406
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
– –
-6,201
Closed -$237K
FBT icon
407
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
– –
-2,575
Closed -$320K
FSK icon
408
FS KKR Capital
FSK
$2.98B
– –
-6,476
Closed -$221K
FTEC icon
409
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
– –
-10,488
Closed -$486K
FTGC icon
410
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
– –
-11,894
Closed -$237K
FXU icon
411
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-30,977
Closed -$843K
GIS icon
412
General Mills
GIS
$19.2B
– –
-6,379
Closed -$332K
GLU
413
Gabelli Utility & Income Trust
GLU
$116M
– –
-15,400
Closed -$316K
GOOD
414
Gladstone Commercial Corp
GOOD
$627M
– –
-11,030
Closed -$246K
GSK icon
415
GSK
GSK
$103B
– –
-5,571
Closed -$284K
HWM icon
416
Howmet Aerospace
HWM
$116B
– –
-11,098
Closed -$222K
ICE icon
417
Intercontinental Exchange
ICE
$82.4B
– –
-3,855
Closed -$272K
ICF icon
418
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-8,292
Closed -$417K
IDV icon
419
iShares International Select Dividend ETF
IDV
$8.25B
– –
-13,495
Closed -$455K
IEF icon
420
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-5,046
Closed -$537K
IYE icon
421
iShares US Energy ETF
IYE
$1.74B
– –
-8,580
Closed -$321K
KHC icon
422
Kraft Heinz
KHC
$30.4B
– –
-4,290
Closed -$334K
KWEB icon
423
KraneShares CSI China Internet ETF
KWEB
$5.2B
– –
-14,547
Closed -$844K
MCHI icon
424
iShares MSCI China ETF
MCHI
$6.04B
– –
-9,735
Closed -$630K
NLY icon
425
Annaly Capital Management
NLY
$16.9B
– –
-4,099
Closed -$200K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.