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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
376
Newmont
NEM
$96.4B
$905K 0.05%
+19,173
New +$856K
IJS icon
377
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$903K 0.05%
9,885
+851
+9% +$78.4K
AADR icon
378
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.6M
$902K 0.05%
18,896
-735
-4% -$34.9K
TSN icon
379
Tyson Foods
TSN
$21.5B
$902K 0.05%
14,492
+2,378
+20% +$155K
OKTA icon
380
Okta
OKTA
$23.7B
$902K 0.05%
13,199
+2,627
+25% +$150K
WEC icon
381
WEC Energy
WEC
$37B
$897K 0.05%
9,571
-3,245
-25% -$300K
RDIV icon
382
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$886K 0.04%
+20,325
New +$871K
FGD icon
383
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$884K 0.04%
40,202
+1,904
+5% +$39.5K
F icon
384
Ford
F
$59.6B
$880K 0.04%
75,661
+6,592
+10% +$84.7K
EVRG icon
385
Evergy
EVRG
$19.7B
$879K 0.04%
13,975
+643
+5% +$38.6K
SPD icon
386
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$878K 0.04%
36,190
-12,926
-26% -$326K
FXL icon
387
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$873K 0.04%
9,535
-721
-7% -$66.5K
RIGS icon
388
ALPS Strategic Income Fund
RIGS
$60.5M
$871K 0.04%
38,494
+9,315
+32% +$210K
ITOT icon
389
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$864K 0.04%
10,192
-483
-5% -$41.2K
EFV icon
390
iShares MSCI EAFE Value ETF
EFV
$28.4B
$862K 0.04%
18,781
-1,320
-7% -$57.3K
DFAS icon
391
Dimensional US Small Cap ETF
DFAS
$15.5B
$861K 0.04%
16,834
– –
USFR icon
392
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$859K 0.04%
+17,091
New +$860K
VAW icon
393
Vanguard Materials ETF
VAW
$3.05B
$858K 0.04%
5,042
-216
-4% -$36.3K
HDV
394
iShares Core High Dividend ETF
HDV
$14.7B
$856K 0.04%
41,075
+8,810
+27% +$180K
MKC icon
395
McCormick & Company Non-Voting
MKC
$13.9B
$856K 0.04%
10,328
-529
-5% -$42.6K
IDU icon
396
iShares US Utilities ETF
IDU
$1.39B
$855K 0.04%
9,883
-3,311
-25% -$278K
MPC icon
397
Marathon Petroleum
MPC
$89.3B
$854K 0.04%
7,336
+2,318
+46% +$264K
MPLX icon
398
MPLX
MPLX
$60.1B
$851K 0.04%
+25,912
New +$848K
GE icon
399
GE Aerospace
GE
$377B
$849K 0.04%
16,269
+90
+0.6% +$4.42K
NVS icon
400
Novartis
NVS
$304B
$849K 0.04%
9,359
-806
-8% -$67.9K
14 15
16
17 18

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.