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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETSY icon
376
Etsy
ETSY
$8.17B
$957K 0.05%
9,565
+9,369
+4,780% +$956K
TROW icon
377
T. Rowe Price
TROW
$26B
$957K 0.05%
9,111
+996
+12% +$119K
NOC icon
378
Northrop Grumman
NOC
$78.5B
$947K 0.05%
2,012
+663
+49% +$316K
ZTS icon
379
Zoetis
ZTS
$33B
$947K 0.05%
6,374
+474
+8% +$79.2K
IWB icon
380
iShares Russell 1000 ETF
IWB
$47.9B
$946K 0.05%
4,791
+821
+21% +$180K
MDY icon
381
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$945K 0.05%
2,350
-7,768
-77% -$3.43M
XLP icon
382
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$938K 0.05%
14,065
-35
-0.2% -$2.56K
NFLX icon
383
Netflix
NFLX
$305B
$933K 0.05%
39,620
+5,210
+15% +$116K
VEEV icon
384
Veeva Systems
VEEV
$32.9B
$925K 0.05%
5,611
+5,544
+8,275% +$1.11M
QCLN icon
385
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$586M
$916K 0.05%
16,075
-509
-3% -$31.1K
PKG icon
386
Packaging Corp of America
PKG
$22.7B
$910K 0.05%
8,097
+65
+0.8% +$8.79K
RQI icon
387
Cohen & Steers Quality Income Realty Fund
RQI
$1.73B
$909K 0.05%
80,727
+556
+0.7% +$7.93K
PANW icon
388
Palo Alto Networks
PANW
$261B
$907K 0.05%
11,076
-21,726
-66% -$1.88M
PPG icon
389
PPG Industries
PPG
$27.2B
$900K 0.05%
8,132
+44
+0.5% +$5.44K
FXL icon
390
First Trust Technology AlphaDEX Fund
FXL
$2.44B
$890K 0.05%
10,256
-1,200
-10% -$119K
PSA icon
391
Public Storage
PSA
$62.5B
$888K 0.05%
3,033
+16
+0.5% +$5.2K
EES icon
392
WisdomTree US SmallCap Earnings Fund
EES
$725M
$887K 0.05%
22,639
+6,067
+37% +$264K
WCN
393
Waste Connections
WCN
$42.9B
$879K 0.05%
6,506
-30
-0.5% -$4.09K
RY icon
394
Royal Bank of Canada
RY
$293B
$876K 0.05%
9,738
+7,607
+357% +$729K
FHN icon
395
First Horizon
FHN
$12.3B
$872K 0.05%
38,120
+16,100
+73% +$366K
APO icon
396
Apollo Global Management
APO
$71.7B
$871K 0.05%
18,735
-55,505
-75% -$3.05M
AADR icon
397
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.3M
$864K 0.05%
19,631
-665
-3% -$32.7K
FMB icon
398
First Trust Managed Municipal ETF
FMB
$2.04B
$862K 0.05%
17,668
-2,361
-12% -$120K
ITOT icon
399
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$849K 0.04%
10,675
+4,717
+79% +$417K
UNL icon
400
United States 12 Month Natural Gas Fund
UNL
$13.3M
$849K 0.04%
38,535
+9,086
+31% +$219K
14 15
16
17 18

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.