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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
376
Bristol-Myers Squibb
BMY
$130B
$984K 0.05%
16,617
-7,048
-30% -$464K
QUAL icon
377
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$984K 0.05%
7,468
+64
+0.9% +$8.8K
BB icon
378
BlackBerry
BB
$4.74B
$981K 0.05%
100,837
-3,299
-3% -$34.6K
EFAV icon
379
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$972K 0.05%
12,898
-264
-2% -$20.5K
BRO icon
380
Brown & Brown
BRO
$25B
$971K 0.05%
17,510
+982
+6% +$54.7K
SJM icon
381
J.M. Smucker
SJM
$13.2B
$971K 0.05%
8,088
-215
-3% -$27.3K
KHC icon
382
Kraft Heinz
KHC
$32.4B
$961K 0.05%
26,110
+17,395
+200% +$655K
SCHD icon
383
Schwab US Dividend Equity ETF
SCHD
$104B
$961K 0.05%
38,823
+990
+3% +$25.2K
UTF icon
384
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$960K 0.05%
35,416
+695
+2% +$19.8K
IEMG icon
385
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$955K 0.05%
15,467
-837
-5% -$53.3K
RDS.A
386
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$954K 0.05%
21,388
+161
+0.8% +$6.5K
JKHY icon
387
Jack Henry & Associates
JKHY
$11.2B
$947K 0.05%
5,770
+121
+2% +$20.8K
QQQH
388
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$373M
$947K 0.05%
17,245
-500
-3% -$28.4K
IFF icon
389
International Flavors & Fragrances
IFF
$20.2B
$945K 0.05%
7,068
+511
+8% +$75K
OEF icon
390
iShares S&P 100 ETF
OEF
$19.8B
$945K 0.05%
4,787
-301
-6% -$61.1K
VBR icon
391
Vanguard Small-Cap Value ETF
VBR
$37.7B
$945K 0.05%
5,570
+417
+8% +$71.4K
SPGI icon
392
S&P Global
SPGI
$126B
$942K 0.05%
2,215
-1,435
-39% -$622K
RQI icon
393
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$941K 0.05%
63,145
-3,503
-5% -$55.9K
LPX icon
394
Louisiana-Pacific
LPX
$5.35B
$924K 0.05%
+15,064
New +$888K
HUSV icon
395
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
$922K 0.05%
28,864
-905
-3% -$29.8K
PM icon
396
Philip Morris
PM
$312B
$920K 0.05%
9,699
+892
+10% +$89.7K
BSCP
397
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$916K 0.05%
41,261
+638
+2% +$14.2K
EMLC icon
398
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$912K 0.05%
30,438
+713
+2% +$22K
SYY icon
399
Sysco
SYY
$40.7B
$905K 0.05%
11,529
-253
-2% -$19.3K
VTWO icon
400
Vanguard Russell 2000 ETF
VTWO
$17.5B
$900K 0.04%
10,177
-3,280
-24% -$294K
14 15
16
17 18

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.