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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
376
Vanguard Real Estate ETF
VNQ
$39.9B
$113K 0.04%
1,432
-2,156
-60% -$173K
KMB icon
377
Kimberly-Clark
KMB
$37.6B
$112K 0.04%
758
-2,598
-77% -$390K
NTES icon
378
NetEase
NTES
$83B
$112K 0.04%
+1,225
New +$115K
WINC
379
DELISTED
Western Asset Short Duration Income ETF
WINC
$112K 0.04%
+4,380
New +$112K
MRTX
380
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$112K 0.04%
+672
New +$92K
MTD icon
381
Mettler-Toledo International
MTD
$28.1B
$111K 0.04%
+115
New +$107K
TGT icon
382
Target
TGT
$66.3B
$111K 0.04%
708
-41,805
-98% -$5.74M
IDXX icon
383
Idexx Laboratories
IDXX
$44.9B
$109K 0.04%
+278
New +$103K
MOO icon
384
VanEck Agribusiness ETF
MOO
$992M
$109K 0.04%
+1,608
New +$106K
GSK icon
385
GSK
GSK
$107B
$108K 0.04%
2,299
-3,275
-59% -$164K
PIE icon
386
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$226M
$108K 0.04%
5,583
-174,499
-97% -$3.42M
ADBE icon
387
Adobe
ADBE
$105B
$107K 0.04%
219
-325
-60% -$151K
ZTS icon
388
Zoetis
ZTS
$32.7B
$107K 0.04%
649
-3,238
-83% -$498K
FSLR icon
389
First Solar
FSLR
$21.4B
$106K 0.04%
+1,600
New +$106K
PJT icon
390
PJT Partners
PJT
$4.26B
$106K 0.04%
+1,757
New +$98.7K
RTX icon
391
RTX Corp
RTX
$290B
$106K 0.04%
1,849
-41,643
-96% -$2.54M
TAL icon
392
TAL Education Group
TAL
$6.04B
$106K 0.04%
+1,395
New +$105K
AAN.A
393
DELISTED
The Aaron's Company Inc Class A
AAN.A
$106K 0.04%
+1,905
New +$106K
EVT icon
394
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$105K 0.04%
+5,350
New +$106K
EXR icon
395
Extra Space Storage
EXR
$32.3B
$105K 0.04%
+986
New +$102K
HRTX icon
396
Heron Therapeutics
HRTX
$93.4M
$104K 0.04%
+7,042
New +$110K
VMC icon
397
Vulcan Materials
VMC
$36.8B
$104K 0.04%
+769
New +$96.6K
ENB icon
398
Enbridge
ENB
$120B
$103K 0.04%
3,517
-8,057
-70% -$254K
TSN icon
399
Tyson Foods
TSN
$21.5B
$103K 0.04%
1,733
-6,001
-78% -$370K
WTMF icon
400
WisdomTree Managed Futures Strategy Fund
WTMF
$242M
$103K 0.04%
+2,950
New +$104K
14 15
16
17 18

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.