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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
351
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.63M 0.05%
137,489
+117,052
+573% +$1.29M
XBIL icon
352
US Treasury 6 Month Bill ETF
XBIL
$740M
$1.62M 0.05%
32,500
+9,100
+39% +$455K
NEM icon
353
Newmont
NEM
$96.4B
$1.62M 0.05%
39,225
+2,337
+6% +$90.2K
BSV icon
354
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.62M 0.05%
21,063
+10,103
+92% +$765K
IYH icon
355
iShares US Healthcare ETF
IYH
$3.46B
$1.62M 0.05%
28,320
+810
+3% +$44.1K
ECL icon
356
Ecolab
ECL
$79.6B
$1.61M 0.05%
8,140
+24
+0.3% +$4.32K
PIE icon
357
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$235M
$1.61M 0.05%
81,988
-11,363
-12% -$212K
SPG icon
358
Simon Property Group
SPG
$76.8B
$1.61M 0.05%
+11,285
New +$1.36M
BIL icon
359
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.6M 0.05%
17,477
-76,771
-81% -$7.03M
TDIV icon
360
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$1.59M 0.05%
24,878
+2,287
+10% +$135K
TSCO icon
361
Tractor Supply
TSCO
$16.5B
$1.59M 0.05%
36,890
+11,695
+46% +$478K
IWR icon
362
iShares Russell Mid-Cap ETF
IWR
$56.5B
$1.57M 0.05%
20,257
+80
+0.4% +$5.68K
AIVL icon
363
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.57M 0.05%
16,380
-12
-0.1% -$1.08K
APO icon
364
Apollo Global Management
APO
$71.9B
$1.56M 0.05%
16,774
-1,395
-8% -$123K
FLR icon
365
Fluor
FLR
$6.89B
$1.53M 0.05%
39,039
+985
+3% +$36.4K
ES icon
366
Eversource Energy
ES
$28.4B
$1.52M 0.05%
24,584
-13,548
-36% -$781K
EMXC icon
367
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
$1.5M 0.05%
+27,085
New +$1.4M
HYG icon
368
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.5M 0.05%
19,343
+4,515
+30% +$337K
AVDV icon
369
Avantis International Small Cap Value ETF
AVDV
$18.8B
$1.49M 0.05%
+23,831
New +$1.39M
ON icon
370
ON Semiconductor
ON
$32.8B
$1.49M 0.05%
17,816
+148
+0.8% +$11.6K
EQIX icon
371
Equinix
EQIX
$102B
$1.48M 0.05%
1,839
+2
+0.1% +$1.54K
ANGL icon
372
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$1.48M 0.05%
+51,378
New +$1.42M
LQD icon
373
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.48M 0.05%
13,361
-2,962
-18% -$308K
GE icon
374
GE Aerospace
GE
$377B
$1.48M 0.05%
14,483
+1,591
+12% +$147K
PKG icon
375
Packaging Corp of America
PKG
$22.6B
$1.47M 0.05%
9,038
+489
+6% +$77K
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.