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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRW icon
351
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$1.03M 0.05%
16,997
+1,841
+12% +$110K
MA icon
352
Mastercard
MA
$497B
$1.02M 0.05%
2,928
-2,196
-43% -$723K
PPG icon
353
PPG Industries
PPG
$26.5B
$1.02M 0.05%
8,092
-40
-0.5% -$4.9K
ES icon
354
Eversource Energy
ES
$28.4B
$1.01M 0.05%
12,088
-19,042
-61% -$1.51M
BSJR icon
355
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$1.01M 0.05%
+47,314
New +$1.01M
EMB icon
356
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1M 0.05%
11,841
-3,508
-23% -$290K
EES icon
357
WisdomTree US SmallCap Earnings Fund
EES
$727M
$988K 0.05%
23,187
+548
+2% +$23.7K
LDUR icon
358
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$983K 0.05%
10,431
-1,062
-9% -$99.8K
SWAV
359
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$983K 0.05%
4,780
+122
+3% +$30.8K
CANO
360
DELISTED
Cano Health, Inc.
CANO
$981K 0.05%
7,162
-660
-8% -$223K
DVN icon
361
Devon Energy
DVN
$49.2B
$981K 0.05%
15,942
-78,138
-83% -$5.33M
TROW icon
362
T. Rowe Price
TROW
$26.1B
$978K 0.05%
8,963
-148
-2% -$16.7K
FIXD icon
363
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$974K 0.05%
22,181
+7,023
+46% +$306K
FXH icon
364
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$974K 0.05%
8,956
+459
+5% +$48.1K
SPHD icon
365
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$970K 0.05%
22,131
+15,858
+253% +$681K
VDE icon
366
Vanguard Energy ETF
VDE
$9.72B
$966K 0.05%
7,964
+893
+13% +$109K
AWK icon
367
American Water Works
AWK
$27B
$947K 0.05%
6,213
+478
+8% +$69K
RQI icon
368
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$937K 0.05%
81,488
+761
+0.9% +$9.15K
PARA
369
DELISTED
Paramount Global Class B
PARA
$935K 0.05%
55,402
-16,237
-23% -$299K
PPL
370
PPL Corp
PPL
$27.3B
$923K 0.05%
31,584
+19,660
+165% +$541K
XYLD icon
371
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$922K 0.05%
23,426
-2,635
-10% -$105K
IWO icon
372
iShares Russell 2000 Growth ETF
IWO
$14.4B
$920K 0.05%
4,289
+286
+7% +$62.7K
BE icon
373
Bloom Energy
BE
$47.5B
$917K 0.05%
47,939
-4,003
-8% -$78.6K
PSA icon
374
Public Storage
PSA
$61.7B
$909K 0.05%
3,243
+210
+7% +$61.2K
ALLY icon
375
Ally Financial
ALLY
$13.4B
$908K 0.05%
37,132
-127,409
-77% -$3.39M
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.