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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
351
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$127K 0.05%
2,300
-21,196
-90% -$1.17M
O icon
352
Realty Income
O
$61.1B
$127K 0.05%
2,159
-5,191
-71% -$307K
NUO
353
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$127K 0.05%
+8,466
New +$129K
MCHI icon
354
iShares MSCI China ETF
MCHI
$6.23B
$126K 0.05%
+1,697
New +$124K
BHVN
355
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$126K 0.05%
+1,943
New +$127K
JHMM icon
356
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
$125K 0.05%
+3,322
New +$124K
VCYT icon
357
Veracyte
VCYT
$4.45B
$125K 0.05%
+3,834
New +$122K
UNH icon
358
UnitedHealth
UNH
$382B
$124K 0.05%
401
-9,661
-96% -$2.97M
BSCO
359
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$123K 0.05%
5,550
-22,084
-80% -$491K
BOND icon
360
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$122K 0.05%
+1,085
New +$122K
RFEU
361
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$121K 0.05%
+2,058
New +$120K
SAFM
362
DELISTED
Sanderson Farms Inc
SAFM
$121K 0.05%
+1,025
New +$120K
FEX icon
363
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$120K 0.05%
1,899
-2,317
-55% -$145K
SPSB icon
364
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$120K 0.05%
+3,837
New +$120K
CHD icon
365
Church & Dwight Co
CHD
$23.7B
$119K 0.05%
+1,280
New +$116K
TDG icon
366
TransDigm Group
TDG
$70.7B
$119K 0.05%
+251
New +$118K
EEMV icon
367
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$118K 0.05%
+2,133
New +$118K
VOT icon
368
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$118K 0.05%
+656
New +$116K
USB icon
369
US Bancorp
USB
$97.9B
$117K 0.04%
3,267
-9,712
-75% -$355K
BR icon
370
Broadridge
BR
$18.4B
$116K 0.04%
878
-3,105
-78% -$415K
CBSH icon
371
Commerce Bancshares
CBSH
$8.68B
$116K 0.04%
2,761
-7,475
-73% -$321K
EMB icon
372
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$115K 0.04%
1,036
-1,233
-54% -$138K
SEIC icon
373
SEI Investments
SEIC
$12.3B
$115K 0.04%
+2,250
New +$119K
CHI
374
Calamos Convertible Opportunities and Income Fund
CHI
$968M
$113K 0.04%
10,300
– –
PIZ icon
375
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$694M
$113K 0.04%
3,633
-113,678
-97% -$3.41M
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.