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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PII icon
351
Polaris
PII
$3.88B
$394K 0.04%
8,189
-5,865
-42% -$481K
HYZD icon
352
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$259M
$393K 0.04%
21,046
-4,049
-16% -$88.6K
IUSB icon
353
iShares Core Universal USD Bond ETF
IUSB
$43B
$392K 0.04%
7,472
+162
+2% +$8.51K
ADBE icon
354
Adobe
ADBE
$98.5B
$386K 0.04%
1,215
-48
-4% -$16.4K
AEP icon
355
American Electric Power
AEP
$69.5B
$386K 0.04%
4,829
-7,182
-60% -$679K
IDV icon
356
iShares International Select Dividend ETF
IDV
$8.46B
$385K 0.04%
17,023
-3,148
-16% -$94.9K
C icon
357
Citigroup
C
$222B
$384K 0.04%
9,122
+2,343
+35% +$157K
VXF icon
358
Vanguard Extended Market ETF
VXF
$30.4B
$384K 0.04%
4,240
-366
-8% -$42.6K
CBSH icon
359
Commerce Bancshares
CBSH
$8.55B
$382K 0.04%
10,166
-135
-1% -$6.39K
DE icon
360
Deere & Co
DE
$162B
$382K 0.04%
2,768
-4,526
-62% -$716K
TJX icon
361
TJX Companies
TJX
$176B
$382K 0.04%
7,974
-10,253
-56% -$590K
TEVA icon
362
Teva Pharmaceuticals
TEVA
$41.2B
$380K 0.04%
42,316
-18,223
-30% -$187K
TSN icon
363
Tyson Foods
TSN
$21.4B
$377K 0.04%
+6,509
New +$486K
PCY icon
364
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$376K 0.04%
15,722
-4,506
-22% -$127K
YUM icon
365
Yum! Brands
YUM
$43.3B
$374K 0.04%
5,464
+3,309
+154% +$309K
IONS icon
366
Ionis Pharmaceuticals
IONS
$8.81B
$371K 0.04%
7,850
-1,244
-14% -$69.3K
USB icon
367
US Bancorp
USB
$98B
$370K 0.04%
10,743
-15,971
-60% -$770K
BR icon
368
Broadridge
BR
$17.9B
$368K 0.04%
3,883
-105
-3% -$12K
EWJ icon
369
iShares MSCI Japan ETF
EWJ
$22.1B
$367K 0.04%
7,432
-1,447
-16% -$79.6K
VBR icon
370
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$367K 0.04%
4,134
-243
-6% -$29.5K
PINS icon
371
Pinterest
PINS
$13.7B
$361K 0.04%
23,359
+12,500
+115% +$243K
ITOT icon
372
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
$351K 0.04%
6,131
+1,645
+37% +$113K
VTWO icon
373
Vanguard Russell 2000 ETF
VTWO
$17.4B
$337K 0.04%
7,306
-190
-3% -$11.4K
DRSK icon
374
Aptus Defined Risk ETF
DRSK
$1.51B
$332K 0.04%
+11,822
New +$333K
GM icon
375
General Motors
GM
$80B
$328K 0.03%
15,783
+833
+6% +$25.4K
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.