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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
326
Western Asset Managed Municipals Fund
MMU
$550M
$1.16M 0.06%
115,425
+8,240
+8% +$81.6K
BXMX
327
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.16M 0.06%
91,553
+1,765
+2% +$22.8K
NOC icon
328
Northrop Grumman
NOC
$78.1B
$1.16M 0.06%
2,122
+110
+5% +$57.4K
JKHY icon
329
Jack Henry & Associates
JKHY
$11.2B
$1.16M 0.06%
6,584
-35
-0.5% -$6.46K
MCK icon
330
McKesson
MCK
$104B
$1.15M 0.06%
3,064
-7,688
-72% -$2.87M
MMP
331
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.15M 0.06%
22,822
+17,709
+346% +$898K
FPXI icon
332
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$1.14M 0.06%
29,340
-8,385
-22% -$314K
DBA icon
333
Invesco DB Agriculture Fund
DBA
$1.24B
$1.13M 0.06%
56,064
-628
-1% -$12.5K
EMN icon
334
Eastman Chemical
EMN
$7.78B
$1.13M 0.06%
13,870
-9
-0.1% -$725
PEY icon
335
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.12M 0.06%
53,981
+1,783
+3% +$36.4K
XLK icon
336
State Street Technology Select Sector SPDR ETF
XLK
$112B
$1.11M 0.06%
17,908
+1,482
+9% +$94.1K
PXI icon
337
Invesco Dorsey Wright Energy Momentum ETF
PXI
$58.1M
$1.11M 0.06%
25,688
+931
+4% +$42.6K
IGSB icon
338
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.09M 0.05%
21,798
-5,083
-19% -$252K
TFC icon
339
Truist Financial
TFC
$64.8B
$1.08M 0.05%
25,045
+374
+2% +$16.4K
BRO icon
340
Brown & Brown
BRO
$24.9B
$1.08M 0.05%
18,902
-218
-1% -$12.7K
PFXF icon
341
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.07M 0.05%
64,149
-21,866
-25% -$373K
PKG icon
342
Packaging Corp of America
PKG
$22.6B
$1.06M 0.05%
8,274
+177
+2% +$22.2K
ENB icon
343
Enbridge
ENB
$121B
$1.06M 0.05%
27,006
-7,698
-22% -$301K
TIPZ icon
344
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.9M
$1.05M 0.05%
19,495
-11,365
-37% -$617K
RPV icon
345
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$1.04M 0.05%
+13,373
New +$1.04M
BSCR icon
346
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.04M 0.05%
+54,813
New +$1.03M
PXD
347
DELISTED
Pioneer Natural Resource Co.
PXD
$1.04M 0.05%
4,556
+889
+24% +$216K
VBK icon
348
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.04M 0.05%
5,188
+156
+3% +$31.9K
RY icon
349
Royal Bank of Canada
RY
$295B
$1.04M 0.05%
11,030
+1,292
+13% +$122K
ADBE icon
350
Adobe
ADBE
$99.1B
$1.03M 0.05%
3,064
+108
+4% +$34.5K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.