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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYND icon
326
Beyond Meat
BYND
$274M
$136K 0.05%
818
-700
-46% -$94.8K
GBIL icon
327
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$136K 0.05%
1,350
-21,667
-94% -$2.18M
SCHX icon
328
Schwab US Large- Cap ETF
SCHX
$70.3B
$136K 0.05%
+10,086
New +$134K
SU icon
329
Suncor Energy
SU
$77.7B
$136K 0.05%
11,059
-313
-3% -$4.9K
ATO icon
330
Atmos Energy
ATO
$29.7B
$135K 0.05%
1,412
-8,158
-85% -$814K
DIA icon
331
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$135K 0.05%
487
-6,192
-93% -$1.69M
DON icon
332
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$135K 0.05%
+4,681
New +$138K
IP icon
333
International Paper
IP
$22.6B
$135K 0.05%
+3,515
New +$124K
CTAS icon
334
Cintas
CTAS
$86.6B
$134K 0.05%
+1,624
New +$125K
DD icon
335
DuPont de Nemours
DD
$18.6B
$134K 0.05%
1,926
-10,211
-84% -$716K
HII icon
336
Huntington Ingalls Industries
HII
$11B
$134K 0.05%
+955
New +$154K
WOOD icon
337
iShares Global Timber & Forestry ETF
WOOD
$264M
$134K 0.05%
+2,067
New +$129K
ARKK icon
338
ARK Innovation ETF
ARKK
$5.59B
$132K 0.05%
1,435
-4,816
-77% -$412K
FIVN icon
339
FIVE9
FIVN
$2.08B
$132K 0.05%
+1,021
New +$123K
IWR icon
340
iShares Russell Mid-Cap ETF
IWR
$55.9B
$131K 0.05%
2,279
-21,712
-91% -$1.24M
EMLP icon
341
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$130K 0.05%
6,819
-124,574
-95% -$2.52M
STE icon
342
Steris
STE
$22.9B
$130K 0.05%
+761
New +$122K
VRM icon
343
Vroom Inc
VRM
$36.4M
$130K 0.05%
+31
New +$138K
FLOT icon
344
iShares Floating Rate Bond ETF
FLOT
$10.2B
$129K 0.05%
+2,550
New +$129K
HRL icon
345
Hormel Foods
HRL
$14.2B
$129K 0.05%
+2,635
New +$132K
IWS icon
346
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$129K 0.05%
1,601
-4,599
-74% -$372K
REM icon
347
iShares Mortgage Real Estate ETF
REM
$549M
$129K 0.05%
+5,009
New +$130K
FXH icon
348
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$128K 0.05%
1,351
-9,671
-88% -$906K
IGOV icon
349
iShares International Treasury Bond ETF
IGOV
$1.51B
$128K 0.05%
+2,415
New +$128K
PTF icon
350
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$128K 0.05%
3,495
-2,829
-45% -$98.4K
12 13
14
15 16

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.