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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
326
Sherwin-Williams
SHW
$78.3B
– –
-2,919
Closed -$250K
SLB icon
327
SLB Ltd
SLB
$77.8B
– –
-2,770
Closed -$239K
TPR icon
328
Tapestry
TPR
$28.8B
– –
-11,568
Closed -$400K
XLB icon
329
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
– –
-101,182
Closed -$2.45M
XLE icon
330
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
– –
-5,492
Closed -$206K
XLI icon
331
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
– –
-48,912
Closed -$2.65M
AMJ
332
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-5,917
Closed -$234K
VER
333
DELISTED
VEREIT, Inc.
VER
– –
-2,733
Closed -$80K
KLXI
334
DELISTED
KLX Inc.
KLXI
– –
-11,072
Closed -$412K
RGC
335
DELISTED
Regal Entertainment Group
RGC
– –
-9,682
Closed -$202K
MBLY
336
DELISTED
Mobileye N.V.
MBLY
– –
-48,680
Closed -$2.59M
NPBC
337
DELISTED
NATL PENN BANCSHARES INC
NPBC
– –
-12,950
Closed -$146K
IBMD
338
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
– –
-5,000
Closed -$262K
UTX.PRA
339
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-4,000
Closed -$229K
KRFT
340
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-4,443
Closed -$361K
LNCO
341
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-21,264
Closed -$201K
10 11 12 13
14

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EDRH
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GAM
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.