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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
301
Sherwin-Williams
SHW
$87.4B
$1.27M 0.06%
5,341
-2,341
-30% -$541K
FHN icon
302
First Horizon
FHN
$12.3B
$1.27M 0.06%
51,732
+13,612
+36% +$330K
BSCO
303
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.26M 0.06%
61,697
-6,033
-9% -$123K
PENN icon
304
PENN Entertainment
PENN
$2.83B
$1.26M 0.06%
42,354
+712
+2% +$23.1K
SJM icon
305
J.M. Smucker
SJM
$13.3B
$1.25M 0.06%
7,873
-3,612
-31% -$538K
PYPL icon
306
PayPal
PYPL
$51.8B
$1.23M 0.06%
17,262
-3,910
-18% -$313K
BSCP
307
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.23M 0.06%
60,999
-2,289
-4% -$45.9K
ORCL icon
308
Oracle
ORCL
$347B
$1.23M 0.06%
15,015
+6,641
+79% +$505K
KMI icon
309
Kinder Morgan
KMI
$70.7B
$1.22M 0.06%
67,735
+4,383
+7% +$78.8K
IAU icon
310
iShares Gold Trust
IAU
$62.6B
$1.22M 0.06%
35,177
-39,916
-53% -$1.31M
FDS icon
311
Factset
FDS
$10.1B
$1.22M 0.06%
3,030
-4,344
-59% -$1.85M
ECL icon
312
Ecolab
ECL
$79.3B
$1.22M 0.06%
8,347
-2,269
-21% -$333K
EQIX icon
313
Equinix
EQIX
$103B
$1.21M 0.06%
1,848
-24
-1% -$14.8K
IJJ icon
314
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.92B
$1.21M 0.06%
11,955
+264
+2% +$26.4K
DOG
315
ProShares Short Dow30
DOG
$109M
$1.2M 0.06%
+35,969
New +$1.23M
RWM icon
316
ProShares Short Russell2000
RWM
$132M
$1.2M 0.06%
+48,729
New +$1.19M
SBR
317
Sabine Royalty Trust
SBR
$1.07B
$1.19M 0.06%
13,978
– –
IWP icon
318
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$1.18M 0.06%
14,168
-12,649
-47% -$1.06M
IYR icon
319
iShares US Real Estate ETF
IYR
$4.78B
$1.18M 0.06%
14,065
-4,245
-23% -$356K
BSCQ icon
320
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$1.18M 0.06%
62,486
+2,544
+4% +$47.8K
WY icon
321
Weyerhaeuser
WY
$17.6B
$1.18M 0.06%
37,978
+2,892
+8% +$89.6K
IWR icon
322
iShares Russell Mid-Cap ETF
IWR
$56.4B
$1.17M 0.06%
17,396
-6,886
-28% -$464K
FDX icon
323
FedEx
FDX
$73.6B
$1.17M 0.06%
6,765
-20,035
-75% -$3.33M
MUB icon
324
iShares National Muni Bond ETF
MUB
$45.3B
$1.17M 0.06%
11,083
+3,950
+55% +$412K
VNQ icon
325
Vanguard Real Estate ETF
VNQ
$40.2B
$1.17M 0.06%
14,162
-9,067
-39% -$752K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.