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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
301
Mondelez International
MDLZ
$83.4B
$151K 0.06%
2,627
-14,182
-84% -$790K
TLT icon
302
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$151K 0.06%
922
-614
-40% -$102K
IEF icon
303
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$150K 0.06%
1,229
-11,897
-91% -$1.45M
IGV icon
304
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$150K 0.06%
2,405
-8,805
-79% -$529K
NUE icon
305
Nucor
NUE
$58.3B
$150K 0.06%
+3,353
New +$149K
OSK icon
306
Oshkosh
OSK
$8.91B
$149K 0.06%
+2,025
New +$156K
CCI icon
307
Crown Castle
CCI
$34.6B
$147K 0.06%
881
-2,852
-76% -$471K
CRM icon
308
Salesforce
CRM
$154B
$147K 0.06%
585
-2,341
-80% -$512K
MDY icon
309
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$146K 0.06%
431
-990
-70% -$338K
URI icon
310
United Rentals
URI
$65.7B
$146K 0.06%
+839
New +$141K
HASI icon
311
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$145K 0.06%
3,434
-5,383
-61% -$201K
ROK icon
312
Rockwell Automation
ROK
$51.1B
$145K 0.06%
+658
New +$147K
AGGP
313
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$145K 0.06%
+7,346
New +$146K
JD icon
314
JD.com
JD
$43.5B
$144K 0.06%
+1,850
New +$129K
XLU icon
315
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$144K 0.06%
+4,860
New +$144K
IJT icon
316
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$143K 0.05%
+1,616
New +$145K
NUV icon
317
Nuveen Municipal Value Fund
NUV
$1.91B
$143K 0.05%
13,400
+28
+0.2% +$296
AZN icon
318
AstraZeneca
AZN
$269B
$139K 0.05%
1,272
-2,179
-63% -$242K
META icon
319
Meta Platforms (Facebook)
META
$1.49T
$139K 0.05%
530
-16,203
-97% -$4.18M
BRK.B icon
320
Berkshire Hathaway Class B
BRK.B
$1.1T
$138K 0.05%
646
-9,598
-94% -$1.96M
SDOG icon
321
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$137K 0.05%
+3,610
New +$138K
VT icon
322
Vanguard Total World Stock ETF
VT
$75.3B
$137K 0.05%
+1,700
New +$136K
ZGNX
323
DELISTED
Zogenix, Inc.
ZGNX
$137K 0.05%
+7,643
New +$187K
ACWI icon
324
iShares MSCI ACWI ETF
ACWI
$32B
$136K 0.05%
+1,697
New +$134K
ALGN icon
325
Align Technology
ALGN
$12.9B
$136K 0.05%
+414
New +$126K
11 12
13
14 15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.