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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
| $502K | 0.05% |
9,197
-2,721
| -23% | -$150K |
|
302
GE Aerospace
GE
$364B
| $494K | 0.05% |
12,473
+4,725
| +61% | +$252K |
|
303
Hilton Worldwide
HLT
$72.4B
| $494K | 0.05% |
+7,244
| New | +$705K |
|
304
Northrop Grumman
NOC
$76B
| $489K | 0.05% |
1,617
+44
| +3% | +$15.3K |
|
305
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $487K | 0.05% |
8,880
-658
| -7% | -$49.5K |
|
306
Applied Materials
AMAT
$347B
| $482K | 0.05% |
10,515
-90
| -0.8% | -$5.17K |
|
307
Crown Castle
CCI
$34.6B
| $482K | 0.05% |
3,336
-1,250
| -27% | -$186K |
|
308
VanEck Gold Miners ETF
GDX
$22.5B
| $478K | 0.05% |
20,750
+1,895
| +10% | +$51.9K |
|
309
Ford
F
$60.9B
| $476K | 0.05% |
98,591
+13,384
| +16% | +$100K |
|
310
iShares S&P 100 ETF
OEF
$19.5B
| $476K | 0.05% |
4,012
-799
| -17% | -$110K |
|
311
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
| $472K | 0.05% |
3,599
-30
| -0.8% | -$4.27K |
|
312
iShares Russell Top 200 Growth ETF
IWY
$15.2B
| $471K | 0.05% |
5,597
| – | – |
|
313
Vanguard Russell 1000 ETF
VONE
$8.09B
| $469K | 0.05% |
3,999
-116
| -3% | -$16.2K |
|
314
Markel Group
MKL
$25.2B
| $464K | 0.05% |
500
| – | – |
|
315
Shopify
SHOP
$168B
| $461K | 0.05% |
11,060
+60
| +0.5% | +$2.71K |
|
316
Intercontinental Exchange
ICE
$87.2B
| $457K | 0.05% |
+5,665
| New | +$513K |
|
317
FedEx
FDX
$73B
| $456K | 0.05% |
+3,761
| New | +$529K |
|
318
New Jersey Resources
NJR
$6B
| $456K | 0.05% |
13,438
-641
| -5% | -$25K |
|
319
Kroger
KR
$36.7B
| $451K | 0.05% |
14,977
+6,604
| +79% | +$194K |
|
320
Micron Technology
MU
$835B
| $447K | 0.05% |
10,629
+640
| +6% | +$33.3K |
|
321
iShares US Healthcare ETF
IYH
$3.44B
| $446K | 0.05% |
11,885
-68,110
| -85% | -$2.8M |
|
322
iShares US Financials ETF
IYF
$4.65B
| $444K | 0.05% |
9,122
-5,410
| -37% | -$342K |
|
323
Aflac
AFL
$65.5B
| $442K | 0.05% |
12,915
-37,451
| -74% | -$1.71M |
|
324
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $434K | 0.05% |
2,743
-24
| -0.9% | -$4.76K |
|
325
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
| $433K | 0.05% |
5,690
+47
| +0.8% | +$4.83K |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.