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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
301
Vanguard Small-Cap ETF
VB
$79.5B
$305K 0.05%
2,047
+467
+30% +$67.5K
EV
302
DELISTED
Eaton Vance Corp.
EV
$305K 0.05%
+5,384
New +$285K
JWN
303
DELISTED
Nordstrom
JWN
$303K 0.05%
6,314
-500
-7% -$21.5K
RWX icon
304
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$303K 0.05%
7,423
-8,586
-54% -$335K
MA icon
305
Mastercard
MA
$477B
$300K 0.05%
1,936
+471
+32% +$70K
TJX icon
306
TJX Companies
TJX
$170B
$300K 0.05%
7,890
+1,666
+27% +$60.4K
HBCP icon
307
Home Bancorp
HBCP
$552M
$298K 0.05%
7,070
– –
FXD icon
308
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$297K 0.05%
7,004
-1,180
-14% -$47K
IWR icon
309
iShares Russell Mid-Cap ETF
IWR
$56.8B
$295K 0.05%
5,588
-620
-10% -$31.5K
NOBL icon
310
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$295K 0.05%
+9,170
New +$283K
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$292K 0.04%
+5,324
New +$281K
COP icon
312
ConocoPhillips
COP
$147B
$291K 0.04%
5,240
+345
+7% +$17.7K
MUNI icon
313
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$291K 0.04%
5,422
+818
+18% +$43.9K
SLB icon
314
SLB Ltd
SLB
$77.8B
$291K 0.04%
4,106
-546
-12% -$35.4K
PXD
315
DELISTED
Pioneer Natural Resource Co.
PXD
$291K 0.04%
1,662
-73
-4% -$11.2K
AMD icon
316
Advanced Micro Devices
AMD
$851B
$290K 0.04%
+28,240
New +$330K
EMN icon
317
Eastman Chemical
EMN
$7.8B
$289K 0.04%
3,019
+278
+10% +$25.3K
MCHP icon
318
Microchip Technology
MCHP
$42.8B
$289K 0.04%
6,286
-3,800
-38% -$172K
FXR icon
319
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$288K 0.04%
7,041
-74
-1% -$2.86K
IFLN
320
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$287K 0.04%
15,080
-45,739
-75% -$868K
TWX
321
DELISTED
Time Warner Inc
TWX
$287K 0.04%
3,101
-1,611
-34% -$152K
IBKC
322
DELISTED
IBERIABANK Corp
IBKC
$286K 0.04%
3,674
– –
STAG icon
323
STAG Industrial
STAG
$7.86B
$285K 0.04%
10,725
– –
IJT icon
324
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$284K 0.04%
+3,316
New +$277K
VV icon
325
Vanguard Large-Cap ETF
VV
$51.9B
$280K 0.04%
+2,262
New +$270K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.