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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
301
Las Vegas Sands
LVS
$30.5B
– –
-5,539
Closed -$331K
MIDD icon
302
Middleby
MIDD
$6.05B
– –
-3,750
Closed -$330K
MVV icon
303
ProShares Ultra MidCap400
MVV
$155M
– –
-50,409
Closed -$1.1M
NWE icon
304
NorthWestern Energy
NWE
$4.48B
– –
-5,150
Closed -$234K
PYZ icon
305
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
– –
-6,682
Closed -$369K
RIG icon
306
Transocean
RIG
$5.92B
– –
-9,771
Closed -$312K
SLB icon
307
SLB Ltd
SLB
$77.8B
– –
-2,844
Closed -$276K
SON icon
308
Sonoco
SON
$5.76B
– –
-9,385
Closed -$369K
STWD icon
309
Starwood Property Trust
STWD
$6.12B
– –
-19,348
Closed -$425K
TRP icon
310
TC Energy
TRP
$73.5B
– –
-4,025
Closed -$207K
TSLA icon
311
Tesla
TSLA
$1.24T
– –
-26,520
Closed -$429K
UNP icon
312
Union Pacific
UNP
$183B
– –
-2,956
Closed -$321K
UWM icon
313
ProShares Ultra Russell2000
UWM
$255M
– –
-35,376
Closed -$670K
VFH icon
314
Vanguard Financials ETF
VFH
$13.3B
– –
-7,493
Closed -$348K
XLB icon
315
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
– –
-699,234
Closed -$17.3M
XLE icon
316
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
– –
-13,130
Closed -$595K
CNSL
317
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-10,401
Closed -$261K
MXIM
318
DELISTED
Maxim Integrated Products
MXIM
– –
-17,473
Closed -$528K
GWPH
319
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-5,580
Closed -$451K
LINE
320
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-7,521
Closed -$227K
NPSP
321
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-12,910
Closed -$336K
BSCE
322
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-23,339
Closed -$492K
BSJE
323
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-124,935
Closed -$3.3M
KMP
324
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-7,140
Closed -$666K
BTM
325
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
– –
-135,000
Closed -$95K
9 10 11 12
13

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.