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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
276
Olin
OLN
$2.45B
$1.52M 0.08%
28,643
-101,303
-78% -$5.38M
MU icon
277
Micron Technology
MU
$927B
$1.51M 0.08%
30,124
-8,304
-22% -$454K
RFFC icon
278
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$1.5M 0.08%
37,313
-802
-2% -$32.3K
SYY icon
279
Sysco
SYY
$40.9B
$1.5M 0.08%
19,651
-589
-3% -$47.6K
MINT icon
280
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.48M 0.07%
14,969
-1,193
-7% -$118K
GDX icon
281
VanEck Gold Miners ETF
GDX
$22.9B
$1.47M 0.07%
51,412
+42,696
+490% +$1.14M
IYW icon
282
iShares US Technology ETF
IYW
$23.1B
$1.47M 0.07%
19,742
+1,096
+6% +$83.8K
CDNS icon
283
Cadence Design Systems
CDNS
$95.7B
$1.46M 0.07%
9,113
+337
+4% +$53.9K
VPU
284
Vanguard Utilities ETF
VPU
$8.77B
$1.44M 0.07%
9,390
-146
-2% -$21.6K
O icon
285
Realty Income
O
$61.4B
$1.44M 0.07%
22,629
-839
-4% -$52.1K
APO icon
286
Apollo Global Management
APO
$72.2B
$1.42M 0.07%
22,304
+3,569
+19% +$212K
FBT icon
287
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$1.4M 0.07%
9,108
+428
+5% +$63.1K
IWS icon
288
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.4M 0.07%
13,310
+2,414
+22% +$253K
MLPX icon
289
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.39M 0.07%
34,155
+1,993
+6% +$82.1K
OIL
290
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$1.38M 0.07%
45,213
+113
+0.3% +$3.44K
HYG icon
291
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.37M 0.07%
18,589
+738
+4% +$54.4K
TJX icon
292
TJX Companies
TJX
$176B
$1.35M 0.07%
16,952
-2,897
-15% -$214K
JPST icon
293
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.35M 0.07%
26,889
-19,373
-42% -$971K
CWB icon
294
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.51B
$1.34M 0.07%
20,769
+2,357
+13% +$153K
DXCM icon
295
DexCom
DXCM
$29.3B
$1.32M 0.07%
+11,639
New +$1.28M
PM icon
296
Philip Morris
PM
$314B
$1.31M 0.07%
12,912
+987
+8% +$93.1K
SPUC icon
297
Simplify US Equity Income ETF
SPUC
$90.3M
$1.31M 0.07%
49,809
-21,375
-30% -$573K
BSCN
298
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.29M 0.06%
61,703
-5,785
-9% -$121K
CB icon
299
Chubb
CB
$141B
$1.29M 0.06%
5,838
-6,295
-52% -$1.31M
CRWD icon
300
CrowdStrike
CRWD
$186B
$1.28M 0.06%
48,636
-92
-0.2% -$3.15K
10 11
12
13 14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.