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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCK
276
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$169K 0.06%
7,981
-27,028
-77% -$574K
DDD icon
277
3D Systems Corp
DDD
$405M
$168K 0.06%
34,200
+6,000
+21% +$35.5K
SPIB icon
278
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$166K 0.06%
+4,519
New +$166K
IBB icon
279
iShares Biotechnology ETF
IBB
$9.45B
$165K 0.06%
1,216
-2,324
-66% -$315K
LIN icon
280
Linde
LIN
$236B
$165K 0.06%
692
-9,362
-93% -$2.27M
TSCO icon
281
Tractor Supply
TSCO
$16.3B
$165K 0.06%
5,750
-8,750
-60% -$251K
XLNX
282
DELISTED
Xilinx Inc
XLNX
$165K 0.06%
+1,638
New +$168K
AMP icon
283
Ameriprise Financial
AMP
$47.8B
$164K 0.06%
+1,114
New +$172K
ROST icon
284
Ross Stores
ROST
$80.8B
$164K 0.06%
+1,842
New +$165K
PANW icon
285
Palo Alto Networks
PANW
$256B
$163K 0.06%
+4,002
New +$166K
XLV icon
286
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$161K 0.06%
1,527
-30,233
-95% -$3.18M
IDV icon
287
iShares International Select Dividend ETF
IDV
$8.31B
$160K 0.06%
6,410
-17,632
-73% -$457K
MYOK
288
DELISTED
MyoKardia, Inc. Common Stock
MYOK
$160K 0.06%
+1,171
New +$125K
SPGI icon
289
S&P Global
SPGI
$124B
$159K 0.06%
440
-1,553
-78% -$548K
WCN
290
Waste Connections
WCN
$43.6B
$159K 0.06%
+1,533
New +$153K
BSX icon
291
Boston Scientific
BSX
$68.4B
$156K 0.06%
4,082
-4,389
-52% -$169K
ETN icon
292
Eaton
ETN
$141B
$156K 0.06%
+1,525
New +$149K
LVS icon
293
Las Vegas Sands
LVS
$32.2B
$156K 0.06%
3,338
-1,800
-35% -$86K
USPH icon
294
US Physical Therapy
USPH
$1.22B
$156K 0.06%
+1,800
New +$155K
XLC icon
295
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$156K 0.06%
2,630
-28,257
-91% -$1.67M
IFV icon
296
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
$155K 0.06%
8,235
-356,297
-98% -$6.65M
PSK icon
297
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$153K 0.06%
+3,517
New +$152K
SMDV icon
298
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$153K 0.06%
+3,248
New +$159K
DHI icon
299
D.R. Horton
DHI
$41.2B
$151K 0.06%
1,993
-3,238
-62% -$221K
ISRG icon
300
Intuitive Surgical
ISRG
$127B
$151K 0.06%
+639
New +$143K
10 11
12
13 14

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.