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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Union Pacific
UNP
$172B
| $606K | 0.06% |
4,297
-1,925
| -31% | -$318K |
|
277
Vanguard Dividend Appreciation ETF
VIG
$112B
| $596K | 0.06% |
5,766
+665
| +13% | +$79.4K |
|
|
UN
278
DELISTED
Unilever NV New York Registry Shares
UN
| $594K | 0.06% |
12,183
+550
| +5% | +$30.1K |
|
|
BSCO
279
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $590K | 0.06% |
+28,591
| New | +$607K |
|
280
CMS Energy
CMS
$22.7B
| $585K | 0.06% |
9,951
+108
| +1% | +$6.91K |
|
281
iShares National Muni Bond ETF
MUB
$45.2B
| $564K | 0.06% |
4,993
| – | – |
|
282
Emerson Electric
EMR
$83.3B
| $562K | 0.06% |
11,801
-10,699
| -48% | -$704K |
|
283
iShares US Industrials ETF
IYJ
$1.97B
| $557K | 0.06% |
8,976
-6,532
| -42% | -$509K |
|
284
iShares S&P 500 Growth ETF
IVW
$72.7B
| $550K | 0.06% |
13,336
-10,856
| -45% | -$513K |
|
|
RDS.A
285
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $548K | 0.06% |
15,709
+5,943
| +61% | +$278K |
|
286
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $547K | 0.06% |
16,017
-2,405
| -13% | -$98.7K |
|
287
Sherwin-Williams
SHW
$83.7B
| $544K | 0.06% |
3,552
-1,038
| -23% | -$187K |
|
288
Phillips 66
PSX
$84.4B
| $541K | 0.06% |
10,078
-23,819
| -70% | -$1.94M |
|
289
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.1M
| $539K | 0.06% |
16,515
+32
| +0.2% | +$1.43K |
|
290
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
| $539K | 0.06% |
9,134
-30,437
| -77% | -$2.29M |
|
291
Philip Morris
PM
$299B
| $532K | 0.06% |
7,296
-1,662
| -19% | -$137K |
|
292
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $532K | 0.06% |
37,821
+5,481
| +17% | +$100K |
|
293
Xcel Energy
XEL
$48.8B
| $528K | 0.06% |
8,761
-1,300
| -13% | -$84.7K |
|
|
CHY
294
Calamos Convertible and High Income Fund
CHY
$999M
| $527K | 0.06% |
59,668
-3,050
| -5% | -$32.7K |
|
|
CONE
295
DELISTED
CyrusOne Inc Common Stock
CONE
| $526K | 0.06% |
8,512
+312
| +4% | +$19.1K |
|
296
Dow Inc
DOW
$21.7B
| $524K | 0.06% |
17,932
+2,390
| +15% | +$102K |
|
297
Microchip Technology
MCHP
$40.7B
| $521K | 0.06% |
15,362
-3,470
| -18% | -$163K |
|
298
T. Rowe Price
TROW
$25.6B
| $521K | 0.06% |
5,334
+51
| +1% | +$6.25K |
|
299
PNC Financial Services
PNC
$99.2B
| $511K | 0.05% |
5,344
+124
| +2% | +$16.7K |
|
300
S&P Global
SPGI
$122B
| $503K | 0.05% |
2,053
+353
| +21% | +$96.8K |
|
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Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.