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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPBC
276
DELISTED
NATL PENN BANCSHARES INC
NPBC
$137K 0.03%
+13,000
New +$131K
MITK icon
277
Mitek Systems
MITK
$762M
$123K 0.03%
37,200
-320
-0.9% -$962
VER
278
DELISTED
VEREIT, Inc.
VER
$113K 0.03%
+2,493
New +$122K
BBEP
279
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$90K 0.02%
+12,831
New +$176K
IAG icon
280
IAMGOLD
IAG
$8.47B
$89K 0.02%
+33,000
New +$76.4K
SIRI icon
281
SiriusXM
SIRI
$10B
$51K 0.01%
1,446
– –
TWER
282
DELISTED
Towerstream Corporation Common Stock
TWER
$43K 0.01%
+1,175
New +$34.2K
HYF
283
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$36K 0.01%
20,000
+2,500
+14% +$4.88K
ESSX
284
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$21K 0.01%
16,250
-4,723
-23% -$6.63K
AEG icon
285
Aegon
AEG
$13.5B
– –
-68,061
Closed -$386K
BBVA icon
286
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
– –
-50,321
Closed -$554K
BIV icon
287
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-2,687
Closed -$226K
BPT
288
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-2,874
Closed -$271K
BR icon
289
Broadridge
BR
$17.2B
– –
-8,500
Closed -$354K
DBJP icon
290
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$690M
– –
-6,062
Closed -$235K
ETV
291
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
– –
-56,046
Closed -$831K
EWG icon
292
iShares MSCI Germany ETF
EWG
$1.5B
– –
-15,042
Closed -$417K
FCX icon
293
Freeport-McMoran
FCX
$90B
– –
-9,041
Closed -$295K
FEP icon
294
First Trust Europe AlphaDEX Fund
FEP
$513M
– –
-18,100
Closed -$557K
FXN icon
295
First Trust Energy AlphaDEX Fund
FXN
$398M
– –
-10,956
Closed -$283K
FXR icon
296
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
– –
-22,921
Closed -$673K
FXZ icon
297
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-13,311
Closed -$428K
HAS icon
298
Hasbro
HAS
$12.6B
– –
-11,167
Closed -$614K
HQH
299
abrdn Healthcare Investors
HQH
$1.23B
– –
-7,975
Closed -$222K
IAU icon
300
iShares Gold Trust
IAU
$63B
– –
-5,865
Closed -$130K
9 10 11
12
13

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.