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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWD icon
276
iShares MSCI Sweden ETF
EWD
$522M
– –
-8,856
Closed -$312K
FCG icon
277
First Trust Natural Gas ETF
FCG
$632M
– –
-1,710
Closed -$202K
FTGC icon
278
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
– –
-6,475
Closed -$219K
IBND icon
279
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
– –
-44,420
Closed -$1.68M
IDU icon
280
iShares US Utilities ETF
IDU
$1.41B
– –
-270,280
Closed -$15.1M
IEP icon
281
Icahn Enterprises
IEP
$5.17B
– –
-3,895
Closed -$388K
ILMN icon
282
Illumina
ILMN
$29.4B
– –
-2,296
Closed -$399K
IYE icon
283
iShares US Energy ETF
IYE
$1.74B
– –
-260,020
Closed -$14.8M
NLY icon
284
Annaly Capital Management
NLY
$16.9B
– –
-2,821
Closed -$129K
RIO icon
285
Rio Tinto
RIO
$148B
– –
-9,979
Closed -$542K
RSPU icon
286
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
– –
-5,524
Closed -$206K
SAN icon
287
Banco Santander
SAN
$194B
– –
-63,416
Closed -$600K
SLF icon
288
Sun Life Financial
SLF
$45.6B
– –
-10,818
Closed -$397K
SPIB icon
289
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-48,373
Closed -$1.67M
TGNA
290
DELISTED
TEGNA Inc
TGNA
– –
-26,301
Closed -$431K
TXN icon
291
Texas Instruments
TXN
$255B
– –
-4,317
Closed -$206K
UST icon
292
ProShares Ultra 7-10 Year Treasury
UST
$13.4M
– –
-23,147
Closed -$1.25M
WPP icon
293
WPP
WPP
$4.04B
– –
-3,634
Closed -$396K
XES icon
294
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
– –
-800
Closed -$394K
XLI icon
295
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
– –
-4,934
Closed -$267K
FLG
296
Flagstar Bank National Association
FLG
$5.77B
– –
-11,363
Closed -$545K
SCU
297
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-3,013
Closed -$417K
RDS.B
298
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-2,460
Closed -$214K
RPAI
299
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,242
Closed -$158K
GLOG
300
DELISTED
GASLOG LTD
GLOG
– –
-16,100
Closed -$513K
9 10 11
12
13

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EDRH
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.