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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
276
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-14,999
Closed -$142K
KO icon
277
Coca-Cola
KO
$354B
– –
-7,063
Closed -$268K
MUB icon
278
iShares National Muni Bond ETF
MUB
$45.1B
– –
-2,144
Closed -$223K
NUV icon
279
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-11,115
Closed -$102K
PB icon
280
Prosperity Bancshares
PB
$8.77B
– –
-23,048
Closed -$1.45M
PCY icon
281
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-8,653
Closed -$236K
RTX icon
282
RTX Corp
RTX
$287B
– –
-3,065
Closed -$207K
SO icon
283
Southern Company
SO
$110B
– –
-5,843
Closed -$241K
UNP icon
284
Union Pacific
UNP
$183B
– –
-2,590
Closed -$203K
UWM icon
285
ProShares Ultra Russell2000
UWM
$255M
– –
-131,244
Closed -$2.45M
VCIT icon
286
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
– –
-2,964
Closed -$247K
VGT icon
287
Vanguard Information Technology ETF
VGT
$139B
– –
-53,536
Closed -$546K
WILC icon
288
G. Willi-Food International
WILC
$418M
– –
-12,000
Closed -$87K
XIN
289
DELISTED
Xinyuan Real Estate
XIN
– –
-1,000
Closed -$61K
XLI icon
290
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
– –
-9,733
Closed -$455K
XLV icon
291
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-10,296
Closed -$527K
MMP
292
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-5,731
Closed -$330K
DNR
293
DELISTED
Denbury Resources, Inc.
DNR
– –
-12,520
Closed -$236K
CHK.PRD
294
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
– –
-2,820
Closed -$248K
ANDX
295
DELISTED
Andeavor Logistics LP
ANDX
– –
-7,750
Closed -$454K
PX
296
DELISTED
Praxair Inc
PX
– –
-1,794
Closed -$217K
NSM
297
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-6,000
Closed -$337K
ACG
298
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-24,546
Closed -$172K
SD
299
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-10,000
Closed -$62K
AWAY
300
DELISTED
HOMEAWAY INC COM
AWAY
– –
-14,293
Closed -$399K
9 10 11
12
13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.