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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
251
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$1.75M 0.09%
12,917
-509
-4% -$68.3K
CEG icon
252
Constellation Energy
CEG
$93.9B
$1.75M 0.09%
20,244
+1,489
+8% +$134K
VV icon
253
Vanguard Large-Cap ETF
VV
$52B
$1.74M 0.09%
9,982
-1,492
-13% -$262K
BIIB icon
254
Biogen
BIIB
$29.8B
$1.74M 0.09%
+6,275
New +$1.77M
BXMT icon
255
Blackstone Mortgage Trust
BXMT
$2.82B
$1.73M 0.09%
81,493
+1,087
+1% +$25.7K
TMO icon
256
Thermo Fisher Scientific
TMO
$214B
$1.71M 0.09%
3,106
+274
+10% +$145K
AMT icon
257
American Tower
AMT
$81.8B
$1.71M 0.09%
8,060
-4,139
-34% -$862K
QYLD icon
258
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.01B
$1.71M 0.09%
107,299
-6,324
-6% -$102K
BDX icon
259
Becton Dickinson
BDX
$45.3B
$1.69M 0.08%
6,663
-7,779
-54% -$1.84M
ISRG icon
260
Intuitive Surgical
ISRG
$131B
$1.68M 0.08%
6,339
+1,155
+22% +$282K
MMM icon
261
3M
MMM
$94.6B
$1.65M 0.08%
16,502
+2,931
+22% +$299K
XLI icon
262
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.65M 0.08%
16,776
+4,168
+33% +$397K
BIV icon
263
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$1.63M 0.08%
21,948
-7,174
-25% -$532K
SNA icon
264
Snap-on
SNA
$21.6B
$1.61M 0.08%
7,065
+5,120
+263% +$1.16M
TGT icon
265
Target
TGT
$65.5B
$1.59M 0.08%
10,675
-18,272
-63% -$2.87M
IVW icon
266
iShares S&P 500 Growth ETF
IVW
$72.1B
$1.58M 0.08%
27,045
-3,408
-11% -$205K
AMAT icon
267
Applied Materials
AMAT
$379B
$1.58M 0.08%
16,230
+278
+2% +$26.7K
SCHP icon
268
Schwab US TIPS ETF
SCHP
$16.4B
$1.58M 0.08%
60,878
-346
-0.6% -$9.05K
VBR icon
269
Vanguard Small-Cap Value ETF
VBR
$37.6B
$1.57M 0.08%
9,897
+57
+0.6% +$9.07K
DLTR icon
270
Dollar Tree
DLTR
$24.5B
$1.57M 0.08%
11,077
+1,362
+14% +$203K
FSEP icon
271
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$1.56M 0.08%
46,631
+10,673
+30% +$355K
WMB icon
272
Williams Companies
WMB
$85.5B
$1.55M 0.08%
47,090
+29,291
+165% +$954K
AIVL icon
273
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.55M 0.08%
16,851
+3,742
+29% +$337K
CLF icon
274
Cleveland-Cliffs
CLF
$6.95B
$1.55M 0.08%
95,975
+491
+0.5% +$7.39K
LQD icon
275
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.52M 0.08%
14,396
+2,287
+19% +$239K
9 10
11
12 13

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.