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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
251
Crown Castle
CCI
$33.1B
$2.27M 0.1%
12,298
+1,126
+10% +$200K
EMLP icon
252
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$2.27M 0.1%
81,952
+2,123
+3% +$54.9K
EFG icon
253
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$2.24M 0.09%
23,237
+20,453
+735% +$2.01M
PGF icon
254
Invesco Financial Preferred ETF
PGF
$676M
$2.23M 0.09%
132,086
+4,050
+3% +$70.6K
QYLD icon
255
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$2.23M 0.09%
106,260
+30,404
+40% +$628K
MXI icon
256
iShares Global Materials ETF
MXI
$340M
$2.22M 0.09%
23,655
+11,065
+88% +$994K
MU icon
257
Micron Technology
MU
$927B
$2.19M 0.09%
28,136
+7,570
+37% +$645K
ET icon
258
Energy Transfer Partners
ET
$69.5B
$2.18M 0.09%
194,548
-8,245
-4% -$81.8K
DLTR icon
259
Dollar Tree
DLTR
$24.4B
$2.16M 0.09%
13,492
+5,073
+60% +$718K
EMB icon
260
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.13M 0.09%
21,752
+2,577
+13% +$261K
SCHD icon
261
Schwab US Dividend Equity ETF
SCHD
$104B
$2.12M 0.09%
80,538
+21,951
+37% +$575K
CLX icon
262
Clorox
CLX
$12.1B
$2.11M 0.09%
15,201
+228
+2% +$34.9K
HYG icon
263
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.1M 0.09%
25,510
-13,175
-34% -$1.1M
ARKK icon
264
ARK Innovation ETF
ARKK
$5.74B
$2.1M 0.09%
31,635
+11,742
+59% +$829K
CMF icon
265
iShares California Muni Bond ETF
CMF
$4.56B
$2.08M 0.09%
35,800
+2,700
+8% +$162K
BSJQ icon
266
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$2.08M 0.09%
85,169
+54,569
+178% +$1.36M
PTH icon
267
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$220M
$2.08M 0.09%
46,257
+315
+0.7% +$13.8K
SPYC icon
268
Simplify US Equity PLUS Convexity ETF
SPYC
$110M
$2.06M 0.09%
64,346
-11,812
-16% -$376K
NTSX icon
269
WisdomTree US Efficient Core Fund
NTSX
$1.35B
$2.04M 0.09%
50,215
-5,581
-10% -$227K
ZTS icon
270
Zoetis
ZTS
$32.5B
$2.02M 0.08%
10,733
+4,817
+81% +$952K
IWR icon
271
iShares Russell Mid-Cap ETF
IWR
$56.5B
$2.02M 0.08%
25,790
+1,503
+6% +$116K
DEO icon
272
Diageo
DEO
$49.4B
$2.01M 0.08%
9,872
+930
+10% +$186K
BLOK icon
273
Amplify Blockchain Technology ETF
BLOK
$1.08B
$2M 0.08%
+58,642
New +$1.99M
VIS icon
274
Vanguard Industrials ETF
VIS
$8.22B
$2M 0.08%
10,276
+87
+0.9% +$16.7K
IJK icon
275
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.99M 0.08%
+25,805
New +$1.99M
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.