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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
251
Vanguard Small-Cap Value ETF
VBR
$37.2B
$185K 0.07%
1,674
-2,632
-61% -$295K
ALLY icon
252
Ally Financial
ALLY
$13.1B
$184K 0.07%
7,357
-16,280
-69% -$364K
MO icon
253
Altria Group
MO
$125B
$184K 0.07%
4,757
-133,129
-97% -$5.54M
EFV icon
254
iShares MSCI EAFE Value ETF
EFV
$28.3B
$182K 0.07%
4,507
-1,481
-25% -$61.3K
VHT icon
255
Vanguard Health Care ETF
VHT
$18.5B
$182K 0.07%
891
-1,152
-56% -$233K
PID icon
256
Invesco International Dividend Achievers ETF
PID
$936M
$181K 0.07%
14,275
+7
+0% +$91
AVY icon
257
Avery Dennison
AVY
$12.8B
$180K 0.07%
+1,405
New +$166K
ICE icon
258
Intercontinental Exchange
ICE
$87.2B
$180K 0.07%
1,798
-2,784
-61% -$274K
MCD icon
259
McDonald's
MCD
$193B
$180K 0.07%
824
-23,297
-97% -$4.78M
NOBL icon
260
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$180K 0.07%
4,998
-37,998
-88% -$1.36M
QCOM icon
261
Qualcomm
QCOM
$164B
$180K 0.07%
1,544
-8,866
-85% -$947K
AWK icon
262
American Water Works
AWK
$27B
$179K 0.07%
1,235
-4,718
-79% -$669K
BRO icon
263
Brown & Brown
BRO
$25.1B
$179K 0.07%
3,946
-13,421
-77% -$599K
OMC icon
264
Omnicom Group
OMC
$23.5B
$177K 0.07%
+3,567
New +$191K
PRU icon
265
Prudential Financial
PRU
$42.6B
$176K 0.07%
2,772
-1,470
-35% -$96.6K
QRVO icon
266
Qorvo
QRVO
$7.9B
$176K 0.07%
+1,365
New +$169K
VEU icon
267
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$176K 0.07%
3,493
-24,855
-88% -$1.26M
FDUS icon
268
Fidus Investment
FDUS
$759M
$175K 0.07%
17,743
+320
+2% +$3.08K
IWP icon
269
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$175K 0.07%
2,028
-21,434
-91% -$1.81M
PARA
270
DELISTED
Paramount Global Class B
PARA
$175K 0.07%
6,250
-28,796
-82% -$771K
VGM icon
271
Invesco Trust Investment Grade Municipals
VGM
$550M
$175K 0.07%
14,106
-1
-0% -$13
GOVT icon
272
iShares US Treasury Bond ETF
GOVT
$43.7B
$173K 0.07%
+6,183
New +$173K
TEAM icon
273
Atlassian
TEAM
$26.5B
$171K 0.07%
942
-5,186
-85% -$925K
IYF icon
274
iShares US Financials ETF
IYF
$4.65B
$170K 0.07%
3,002
-7,502
-71% -$430K
RDS.B
275
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$169K 0.06%
6,965
-40,603
-85% -$1.16M
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.